Investor Alert: Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds – Goodman & Nekvasil, P.A., May Recover Investor Losses Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds. October 17, 2025 Update: Gamez consents to a bar from associating with any FINRA member in all capacities. September 2025 — San Antonio, TX According …
WOLF RUN, a Delaware Statutory Trust Investigation | Goodman & Nekvasil, P.A. Representing Investors
WOLF RUN, a Delaware Statutory Trust Investigation | Goodman & Nekvasil, P.A. Representing Investors WOLF RUN, a Delaware Statutory Trust Investigation 1/19/26 Update: Goodman & Nekvasil, P.A. files claim against Cabin Securities, Inc. on behalf of two elderly retirees who purchased Wolf Run, a Delaware Statutory Trust. 11/18/25 Update: Goodman & Nekvasil P.A. files FINRA Arbitration Claim against CAPULENT …
JOHN STAPLETON – SPARTAN CAPITAL SECURITIES, LLC Broker Has Pending Investor Complaints – May Recover Investor Losses
JOHN STAPLETON – SPARTAN CAPITAL SECURITIES, LLC Broker Has Pending Investor Complaints – May Recover Investor Losses SPARTAN CAPITAL SECURITIES, LLC Broker, John Stapleton Has Pending Investor Complaints. JOHN JOSEPH STAPLETON CRD#: 2791194 Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Mike Morrison John Joseph Stapleton (CRD #: 2791194) is currently the subject of a pending customer complaint, per his …
MIKE MORRISON – CENTAURUS FINANCIAL, INC. Broker Has A Pending Investor Complaint – May Recover Investor Losses
MIKE MORRISON – CENTAURUS FINANCIAL, INC. Broker Has A Pending Investor Complaint – May Recover Investor Losses CENTAURUS FINANCIAL, INC. Broker, Mike Morrison Has A Pending Investor Complaint. CLOVIS MIKE MORRISON CRD#: 1730240 Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Mike Morrison Clovis Mike Morrison (CRD#: 1730240) is currently facing a pending customer complaint, according to publicly available records from …
Investor Alert: SEC Charges Daryl F. Heller and His Companies in Massive $770M ATM Ponzi Scheme
Investor Alert: SEC Charges Daryl F. Heller and His Companies in Massive $770M ATM Ponzi Scheme Summary The U.S. Securities and Exchange Commission (SEC) has officially charged Daryl F. Heller, along with Prestige Investment Group, LLC, and Paramount Management Group, LLC, with orchestrating a multi-year Ponzi scheme. The allegations include raising over $770 million from approximately 2,700 investors — many …
Adam Chustz – Paducah Broker Has Two Investor Complaints – May Recover Investor Losses
Adam Chustz – Paducah Broker Has Two Investor Complaints – May Recover Investor Losses Paducah Broker, Adam Chustz Has Two Investor Complaints. Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Adam Chustz Adam Michael Chustz (CRD#: 4129813), a registered broker and investment adviser, is facing pending customer complaints alleging unsuitable investment recommendations and misrepresentation. These allegations raise serious concerns about …
RANDALL DUGGAN – MOLONEY SECURITIES CO., INC. Broker Has Multiple Investor Complaints – May Recover Investor Losses
RANDALL DUGGAN – MOLONEY SECURITIES CO., INC. Broker Has Multiple Investor Complaints – May Recover Investor Losses MOLONEY SECURITIES CO., INC. Broker, Randall Duggan Has Multiple Investor Complaints. Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Randall Duggan RANDALL E DUGGAN CRD#: 5559097 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. RANDALL E …
4ANDJ, DST Losses? | Goodman & Nekvasil, P.A. Representing Investors
4ANDJ, DST Losses? | Goodman & Nekvasil, P.A. Representing Investors 4ANDJ, DST Losses? Goodman & Nekvasil, P.A. is investigating the marketing and sales practices associated with 4ANDJ, DST. We are currently representing investors who purchased 4ANDJ, DST. Our most recent arbitration claim, 11/14/25 is filed against Emerson Equity. VERSITY INVESTMENTS, LLC (d/b/a CREW ENTERPRISES, LLC) Is Defending A Lawsuit Seeking …
Zach Taylor Suspended After Multiple Investor Complaints – May Recover Investor Losses
Zach Taylor Suspended After Multiple Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses Former SAXONY CAPITAL MANAGEMENT, LLC investment adviser, Zach Taylor has multiple investor complaints. ZACHARY ELLIS TAYLOR Zach Taylor CRD#: 6074776 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ZACHARY ELLIS TAYLOR (CRD#: 6074776), a former broker for OPPENHEIMER & …
Inspired Healthcare Capital | Inspired Senior Living of Beaverton DST Investigation
Inspired Healthcare Capital | Inspired Senior Living of Beaverton DST Investigation Inspired Healthcare Capital | Inspired Senior Living of Beaverton DST Investigation. Investor Warning: Inspired Healthcare Capital (IHC) Bankruptcy – May Recover Investor Losses Investors should be aware that Inspired Healthcare Capital (IHC) and its affiliates have filed voluntary petitions for Chapter 11 bankruptcy protection in the U.S. Bankruptcy Court …