Customer Alert: Complaints Filed Against Solomon Tobal – May Recover Investor Losses Complaints Filed Against Solomon Tobal. Solomon Tobal CRD#: 7643877 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Solomon Tobal (CRD #7643877), a registered broker with Wells Fargo Advisors in Hackensack, New Jersey, has multiple pending customer complaints listed on his FINRA BrokerCheck report. These complaints allege misrepresentation …
Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses
Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses Complaints Filed Against Zhi Ying Guan. Zhi Ying Guan Jeff Guan, Jeffrey Guan, Zhi Ying Jeffrey Guan CRD#: 7000349 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Zhi Ying Guan (also known as Jeff Guan or Jeffrey Guan) is a registered broker with Emerson Equity LLC …
Customer Alert: Complaints Filed Against Rodger Erik Thomas – May Recover Investor Losses
Customer Alert: Complaints Filed Against Rodger Erik Thomas – May Recover Investor Losses Complaints Filed Against Rodger Erik Thomas. RODGER ERIK THOMAS ROD THOMAS, RODGER DRIK THOMAS, RODGER E THOMAS, RODGER THOMAS, THOMAS ROD, Rodger Erik Thomas CRD#: 4010563 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Rodger Erik Thomas (CRD #4010563), currently registered with Newbridge Securities Corporation …
Investor Alert: Complaint Filed Against Broker Joe Carroll Doggett – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Joe Carroll Doggett – May Recover Investor Losses Complaint Filed Against MONEY CONCEPTS CAPITAL CORP Broker, Joe Carroll Doggett. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Joe Carroll Doggett. A customer dispute filed against Joe Carroll Doggett (CRD #1033987) is currently pending in FINRA arbitration (Case No. 25-01527), stemming from actions while he …
Investor Alert: Complaint Filed Against Broker Gary Thomas Madrid – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Gary Thomas Madrid – May Recover Investor Losses Complaint Filed Against Broker Gary Thomas Madrid. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Gary Thomas Madrid. Investor Alert: Gary Thomas Madrid (CRD #1934700), a registered broker with WestPark Capital, Inc. in Irvine, California, is facing a recent customer complaint filed on August 13, 2025 …
Investor Alert: Complaint Filed Against Broker Ford Gray Keeler – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Ford Gray Keeler – May Recover Investor Losses Complaint Filed Against Broker Ford Gray Keeler. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Ford Gray Keeler. Ford Gray Keeler (CRD#: 1696709) is a broker with nearly 40 years of experience and is currently registered with LPL Financial LLC in Grand Junction, Colorado. In June …
Investor Alert: SEC Complaint Alleges Ponzi Scheme by Henry Paul Regan, Jr. — May Recover Investor Losses
Investor Alert: SEC Complaint Alleges Ponzi Scheme by Henry Paul Regan, Jr. — May Recover Investor Losses If you invested in promissory notes, partnership interests, or other offerings tied to Henry Paul Regan, Jr. through your broker, this alert is for you. A recent SEC complaint (filed September 4, 2025) alleges that Regan ran a multi‐million-dollar investment fraud—which, in many …
Broker Complaint: William Bernard “Bill” Tunink, CRD# 2738224 – May Recover Investor Losses
Broker Complaint: William Bernard “Bill” Tunink, CRD# 2738224 – May Recover Investor Losses A recent complaint filed against broker Bill Tunink raises serious concerns for any investor who may have loaned money to their broker. Goodman & Nekvasil, P.A. is representing claimant with losses from money loaned to Tunink. What Happened In August 2025, a customer alleges that they lent $140,000 …
Investor Alert: Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds – May Recover Investor Losses
Investor Alert: Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds – Goodman & Nekvasil, P.A., May Recover Investor Losses Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds. October 17, 2025 Update: Gamez consents to a bar from associating with any FINRA member in all capacities. September 2025 — San Antonio, TX According …
WOLF RUN, a Delaware Statutory Trust Investigation | Goodman & Nekvasil, P.A. Representing Investors
WOLF RUN, a Delaware Statutory Trust Investigation | Goodman & Nekvasil, P.A. Representing Investors WOLF RUN, a Delaware Statutory Trust Investigation 1/19/26 Update: Goodman & Nekvasil, P.A. files claim against Cabin Securities, Inc. on behalf of two elderly retirees who purchased Wolf Run, a Delaware Statutory Trust. 11/18/25 Update: Goodman & Nekvasil P.A. files FINRA Arbitration Claim against CAPULENT …