Parker Springs Partners, LLC Investigation | Goodman & Nekvasil, P.A.

Parker Springs Partners, LLC Investigation | Goodman & Nekvasil, P.A. Parker Springs Partners, LLC filed a Form D with the SEC as a private placement investment under Regulation D. Reg D offerings are high-risk, speculative securities that are not subject to the same regulatory oversight, reporting, or disclosure requirements as publicly traded investments. Many of these offerings are illiquid, meaning …

Investor Alert: $9.1 Million Complaint Filed Against Jay Hershey – May Recover Investor Losses

Investor Alert: $9.1 Million Complaint Filed Against Jay Hershey – May Recover Investor Losses $9.1 Million Complaint Filed Against Jay Hershey. JAY ALLEN HERSHEY CRD#: 2576608 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Thomas Gary Justice. JAY ALLEN HERSHEY (CRD#: 2576608), a registered broker with Piper Sandler & Co., is the subject of a pending customer dispute, according to FINRA …

Investor Alert: Pending Complaint Filed Against THOMAS GARY JUSTICE – May Recover Investor Losses

Investor Alert: Pending Complaint Filed Against THOMAS GARY JUSTICE – May Recover Investor Losses Pending Complaint Filed Against THOMAS GARY JUSTICE – May Recover Investor Losses. THOMAS GARY JUSTICE CRD#: 2786145 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Thomas Gary Justice. Thomas Gary Justice (CRD#: 2786145), currently registered with Emerson Equity LLC, is the subject of a serious pending …

Investor Alert: Pending Complaint Filed Against Jason James “Jay” Nardella – May Recover Investor Losses

Investor Alert: Pending Complaint Filed Against Jason James “Jay” Nardella – May Recover Investor Losses Pending Complaint Filed Against Jason James “Jay” Nardella – May Recover Investor Losses. JASON JAMES NARDELLA JAY NARDELLA CRD#: 2931678 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Jay Nardella. Jason James Nardella (also “Jay Nardella,” CRD #2931678), currently registered with Ameriprise Financial Services, LLC, …

Investor Alert: Pending Customer Complaint Against Robert Harold Sweet – May Recover Investor Losses

Investor Alert: Pending Customer Complaint Against Robert Harold Sweet – May Recover Investor Losses Pending Customer Complaint Against Robert Harold Sweet – May Recover Investor Losses. ROBERT HAROLD SWEET BOB SWEET CRD#: 4090608 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Bob Sweet. Robert Harold Sweet (CRD #4090608), registered with Independent Financial Group, LLC in El Paso, Texas, currently has a …

Investor Alert: Pending Complaint Against Joseph Philip Tartaglini Jr. – May Recover Investor Losses

Investor Alert: Pending Complaint Against Joseph Philip Tartaglini Jr. – May Recover Investor Losses Pending Complaint Against Joseph Philip Tartaglini Jr. – May Recover Investor Losses. Joseph Philip Tartaglini Jr. JOSEPH P TARTAGLINI JR, JOSEPH PHILIP TARTAGLINI JR., JOSEPH PHILIP TARTAGLINI, JOSEPH TARTAGLINI CRD#: 4963465 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker JOSEPH TARTAGLINI. Joseph Philip Tartaglini Jr. (CRD …

Customer Alert: Complaint Filed Against Christian Ramsey – May Recover Investor Losses

Customer Alert: Complaint Filed Against Christian Ramsey – May Recover Investor Losses Complaint Filed Against Christian Ramsey. CHRISTIAN MCDONALD RAMSEY CRD#: 3038410 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Christian Ramsey. Christian McDonald Ramsey (CRD #3038410) currently faces a pending customer dispute disclosed in his FINRA BrokerCheck report alleging that while he was a representative at Foothill Securities, Inc., Ramsey …

Customer Alert: Complaints Filed Against Solomon Tobal – May Recover Investor Losses

Customer Alert: Complaints Filed Against Solomon Tobal – May Recover Investor Losses Complaints Filed Against Solomon Tobal. Solomon Tobal CRD#: 7643877 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Solomon Tobal (CRD #7643877), a registered broker with Wells Fargo Advisors in Hackensack, New Jersey, has multiple pending customer complaints listed on his FINRA BrokerCheck report. These complaints allege misrepresentation …

Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses

Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses Complaints Filed Against Zhi Ying Guan. Zhi Ying Guan Jeff Guan, Jeffrey Guan, Zhi Ying Jeffrey Guan CRD#: 7000349 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Zhi Ying Guan (also known as Jeff Guan or Jeffrey Guan) is a registered broker with Emerson Equity LLC …