TRAVIS TOM Terminated After Customer Dispute – May Recover Investor Losses
TRAVIS TOM Terminated After Customer Dispute.
Call Goodman & Nekvasil, P.A. If You Have Experienced Losses
TRAVIS ALAN TOM
CRD#: 4762216
TRAVIS ALAN TOM (CRD#: 4762216), a former broker for WELLS FARGO CLEARING SERVICES, LLC in LITTLETON, CO, was terminated after the broker received a customer complaint. According to WELLS FARGO CLEARING SERVICES, LLC, Tom was discharged after a review of concerns involving unauthorized trades in a client account and failing to escalate to the Firm a related verbal client complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.
TRAVIS TOM Terminated After Customer Dispute.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/21/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.