CLARICE SAW Terminated After SEC Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
CLARICE SAW Terminated After SEC Allegations. The SEC alleges that from approximately December 2021 through March 2022, Saw engaged in a fraudulent scheme to misappropriate approximately $2.4 million from an elderly brokerage client of hers while she was associated with a registered broker-dealer.
Coastal Equities, Inc. Terminated Saw
CLARICE Crystal SAW
CHIN SAW, CLARICE CHIN SAW
CRD#: 2633118
CLARICE Crystal SAW (CRD#: 2633118), a former broker for Coastal Equities, Inc. in WILMINGTON, DE, was terminated after SEC filed a complaint alleging misappropriation. According to Coastal Equities, Inc., Ms. Saw was discharged after the SEC alleged in a complaint filed on July 28, 2023, that the registered representative misappropriated funds from a client while the registered representative was affiliated with a prior firm.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.
CLARICE SAW Terminated After SEC Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/28/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.