The SEC barred Dave Nicolas and Daniel Mackle for selling investments in Silver Edge Financial| Goodman & Nekvasil, P.A. May Recover Investor Losses The SEC barred Dave Nicolas from the securities industry and ordered him to pay a $70,000 fine. Daniel Mackle was also barred and ordered to disgorge $2.2 million and pay a $975,000 penalty jointly with Silver Edge Financial. …
SEC alleges Material Misleading Representations by DF Growth REIT II, LLC – May Recover Investor Losses
SEC alleges Material Misleading Representations by DF Growth REIT II, LLC – Goodman & Nekvasil, P.A., May Recover Investor Losses SEC alleges Material Misleading Representations by DF Growth REIT II, LLC in a March 16, 2022 administrative proceeding. According to the SEC, “A reasonable REIT II investor would consider it important to know if their investment’s success or failure was …
Michael Todd Discharged From Centaurus Financial, Inc | May Recover Investor Losses
Michael Todd Discharged From Centaurus Financial, Inc | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Todd Discharged from Centaurus Financial, Inc. Michael Todd, aka, JOSEPH MICHAEL TODD (CRD #1830390) has been terminated by Centaurus Financial, Inc. Todd’s employment was terminated based on the following allegations: 7/21/22 – According to FINRA, Centaurus Financial, Inc is investigating whether the Registered …
Clovis Oncology, Inc. Files for Bankruptcy | May Recover Investor Losses
Clovis Oncology, Inc. Files for Bankruptcy | Goodman & Nekvasil P.A. May Recover Investor Losses Clovis Oncology, Inc. Files for Bankruptcy. Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended investments in Clovis Oncology, Inc. According to the SEC: Clovis Oncology Inc. filed FORM 25 for notification of removal from listing and/or …
Blackstone REIT Limits Redemption Requests from Investors – May Recover Investor Losses
Blackstone REIT Limits Redemption Requests from Investors – Goodman & Nekvasil, P.A., May Recover Investor Losses Blackstone REIT Limits Redemption Requests from Investors. After an influx of redemption requests, according to an article in Business Today, Blackstone REIT’s shares reportedly traded down 7.1%. The REIT reportedly told investors in a letter that it would limit redemptions after Blackstone REIT allowed investors …
Hartman vREIT XXI, Inc. Reports Going Concern – May Recover Investor Losses
Hartman vREIT XXI, Inc. Reports Going Concern – Goodman & Nekvasil, P.A., May Recover Investor Losses Hartman vREIT XXI, Inc. reports “going concern” in their November 14, 2022 quarterly filing with the Securities and Exchange Commission. Management concluded that there is, “substantial doubt about the Company’s ability to continue as a going concern”. Hartman vReit XXI, Inc. made the going …
Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments | May Recover Investor Losses
Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments | Goodman & Nekvasil P.A. May Recover Investor Losses Priority Income Fund is a high risk, illiquid mutual fund that is not suitable for every investor. Priority Income Fund shareholders received discouraging news recently regarding the liquidity of their investments. According to recent filings with the SEC the company “may, but …
GWG Holdings Senior Executives Resigned After Internal Review | May Recover Investor Losses
GWG Holdings Senior Executives Resigned After Internal Review | Goodman & Nekvasil P.A. May Recover Investor Losses According to a November 14, 2022 Press Release, two GWG Holdings senior executives resigned after an internal review. The resignations coincided with the amended filing of FORM 8-K/A which now includes exhibits which were incorrectly omitted. The November 14, 2022 resignations of President …
SEC Charges Secured Income Group With Fraud | May Recover Investor Losses
SEC Charges Secured Income Group With Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Secured Income Group with $100 Million Offering Fraud SEC Charges Secured Income Group with Fraud, alleging that the company touted to investors that it would pool their money to make real estate loans secured by first lien positions on underlying properties. The …
National Realty Investment Advisors Issued Cease and Desist Order | May Recover Investor Losses
National Realty Investment Advisors Issued Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the New Jersey Bureau of Securities: National Realty Investment Advisors Issued Cease and Desist Order, Citing Massive Nationwide Securities Fraud National Realty Investment Advisors issued cease and desist order involving a massive, nationwide securities fraud. Respondents offered and sold at …