The SEC barred Dave Nicolas and Daniel Mackle for selling investments in Silver Edge Financial| Goodman & Nekvasil, P.A. May Recover Investor Losses
The SEC barred Dave Nicolas from the securities industry and ordered him to pay a $70,000 fine. Daniel Mackle was also barred and ordered to disgorge $2.2 million and pay a $975,000 penalty jointly with Silver Edge Financial.
Respondents used interstate commerce or the mail to effect transactions in the Silver Edge Financial securities or to induce or attempt to induce others to purchase or sell the Silver Edge Financial securities. Respondents received a list of accredited investors from Silver Edge’s CEO, and routinely cold-called investors located nationwide from that list. Respondents were compensated based on selling series interests in the Silver Edge Financial, including through discretionary bonuses that were paid based on the Respondent’s success bringing in new investors.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money in Silver Edge Financial with Dave Nicolas or Daniel Mackle and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration claim.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for almost 40 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors.
If you lost money on investments Silver Edge Funds and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained on 3/6/23 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.