Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marc Reda a/k/a Marc Augustus Reda CRD # 2757330 According to the Financial Industry Regulatory Authority (FINRA), Broker Marc A. Reda is barred from working in the securities industry. According to a FINRA complaint filed on June 15, 2021, …
Chadwick Collins – Financial Advisor/Broker Has Customer Complaints | May Recover Losses
Chadwick Collins – Customer Complaints/Disputes Filed Involving Financial Advisor/Broker Chadwick Collins | Goodman & Nekvasil P.A., May Recover Investor Losses Chadwick Collins a/k/a Chadwick C Collins CRD#: 2597677 Chadwick Collins is a licensed financial advisor/broker with Wedbush Securities, Inc CRD#: 877 Collins is a securities broker registered in California and Arizona. According to Collins’s BrokerCheck Report, five customer complaints/disputes have …
Mario Rivero Charged by SEC with Misappropriating Investor Funds | May Recover Investor Losses
Mario Rivero Charged by SEC with Misappropriating Investor Funds| Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Mario Rivero: The U.S. Securities and Exchange Commission yesterday charged Mario Rivero, a former New Jersey broker and investment adviser with misappropriating at least $680,000 from his advisory clients and brokerage customers, some of whom were elderly or suffering from memory …
James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | May Recover Investor Losses
James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | Goodman & Nekvasil P.A., May Recover Investor Losses James R Kirchner a/k/a JR Kirchner CRD # 2852217 James R Kirchner a/k/a JR Kirchner was a licensed financial advisor with Cabot Lodge Securities LLC. According to Kirchner’s BrokerCheck Report, ten customer disputes have been filed alleging alternative …
Colin Seibert – Customer Dispute Filed Involving Financial Advisor/Broker Colin Seibert | May Recover Investor Loss
Colin Seibert – Customer Dispute Filed Involving Financial Advisor/Broker Colin Seibert | Goodman & Nekvasil P.A., May Recover Investor Loss William Colin Seibert a/k/a Colin Seibert CRD # 2710335 William Colin Seibert a/k/a Colin Seibert is a licensed financial advisor with Raymond James & Associates, Inc. According to Colin Seibert’s BrokerCheck Report, a customer dispute has been filed alleging suitability …
Adam Maggio – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses
Adam Maggio – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Adam Maggio CRD #4177365 Adam Maggio is a licensed financial advisor with VCS Venture Securities and Joseph Stone Capital LLC. According to FINRA: Maggio consented to the sanctions and to the entry of findings that he failed to reasonably supervise trading in …
Eric Hollifield Barred by FINRA | May Recover Investment Losses
Eric Hollifield Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Eric Hollifield a/k/a Eric Shea Hollifield CRD #3091319 Eric Hollifield is a previously licensed financial advisor with LPL Financial LLC and Sterne Agee Financial Services. According to Hollifield’s BrokerCheck Report, Eric Hollifield was barred by FINRA from the securities industry in October 2021. According to FINRA: …