Carlton Jerome Dick (Carl Dick) – Financial Advisor/Broker Carl Dick Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Carlton Jerome Dick (Carl Dick) CRD #5639545 Carl Dick is a currently licensed financial advisor with Purshe Kaplan Sterling Investments. Carl Dick was previously licensed with AXA Advisors LLC. According to FINRA, Carl Dick was fined $5,000 …

Joseph Patrick Roop (Joepat Roop) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joepat Roop | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Patrick Roop (Joepat Roop) Financial Advisor CRD #2774470 Joepat Roop is a currently licensed financial advisor/broker with Dempsey Lord Smith, LLC. Joepat Roop was previously licensed with Kalos Capital, Inc. According to …

Furman Alexander Ford (Alex Ford) – Complaint Filed Against Financial Advisor/Broker Alex Ford | Goodman & Nekvasil, P.A. May Recover Investor Losses Furman Alexander Ford (Alex Ford) CRD #1067199 Alex Ford was formerly licensed with NYLife Securities LLC in Raleigh. According to Alex Ford’s CRD, a customer complaint was filed alleging sales practice violations against Alex Ford. According to Alex …

Mark Alan Cline (Mark Cline) – Customer Disputes Filed Involving Financial Advisor/Broker Mark Cline | Goodman & Nekvasil P.A. May Recover Investor Losses Mark Alan Cline (Mark Cline) CRD #3206962 Mark Cline is a currently licensed financial advisor with National Securities Corporation. According to Mark Cline’s BrokerCheck report, 12 customer disputes alleging sales practice violations against Mark Cline are currently …

Jeremy Seth Rosen (Jeremy Rosen) – Customer Disputes Filed Involving Financial Advisor/Broker Jeremy Rosen | Goodman & Nekvasil P.A. May Recover Investor Losses Jeremy Seth Rosen (Jeremy Rosen) CRD #5513416 Jeremy Rosen is a currently licensed financial advisor with Nationwide Planning Associates, Inc. Jeremy Rosen was previously licensed with Berthel, Fisher & Company Financial Services. According to Jeremy Rosen’s BrokerCheck …

Robert S. Jamison (Robert Jamison), Financial Advisor/Broker Robert Jamison Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses on First Nationle Robert S. Jamison (Robert Jamison) CRD #5793591 Robert Jamison was a previously licensed financial advisor with PNC Investments, Independent Financial Group, LLC and IFS Securities and Pruco Securities, LLC. According to FINRA: Robert Jamison was barred …

Travis Justin Lippmann (Travis Lippmann) – Customer Disputes Filed Involving Financial Advisor/Broker Travis Lippmann | Goodman & Nekvasil P.A. May Recover Investor Losses Travis Justin Lippmann (Travis Lippmann) CRD #5908823 Travis Lippmann is a currently licensed financial advisor with Joseph Stone Capital LLC. Travis Lippmann was previously licensed with Newbridge Securities Corporation, Maxim Group LLC and Dawson James Securities, Inc. …

Raymond Alexander Thomas (Ray Thomas) Financial Advisor, Broker Ray Thomas Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Raymond Alexander Thomas (Ray Thomas) CRD #1675282 According to Ray Thomas’ BrokerCheck Report: Ray Thomas was a previously licensed financial advisor/broker with Network 1 Financial Securities, Inc. from 2014 until Ray Thomas was discharged in 2018 for …

John Clifford Park (John Park) Financial Advisor, Broker John Park Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Clifford Park (John Park) CRD #5864589 According to John Park’s BrokerCheck Report: John Park was a previously licensed financial advisor/broker with FBL Marketing Services LLC from 2011 until John Park was discharged in 2019 for allegedly …

Terrence Edward Bonk (Terrence Bonk) – Financial Advisor/Broker Terrence Bonk Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Terrence Edward Bonk (Terrence Bonk) CRD #1011846 Terrence Bonk was a previously licensed financial advisor with Feltl & Company and RBC Capital Markets, LLC. According to FINRA, Terrence Bonk was fined $10,000 and suspended from the securities …