Manish Shah, Financial Advisor Manish Shah Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Manish Shah CRD #2660432 Manish Shah was previously licensed with Northwestern Mutual Services, LLC from 2003 to 2019. According to Manish Shah’s CRD, Manish Shah was discharged from Northwestern Mutual Investment Services, LLC in March 2019. According to Manish Shah’s CRD, Manish …

Steve Whittaker, Financial Advisor Steve Whittaker Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Steve Whittaker CRD #831764 Steve Whittaker was a previously licensed financial advisor with First Financial Equity Corporation. According to Steve Whittaker’s CRD, Steve Whittaker was discharged from First Financial Equity Corporation in April 2019. According to Steve Whittaker’s CRD, Steve Whittaker was …

Eric Weschke – Two Arbitration Claims Pending Involving Financial Advisor/Broker Eric Weschke | Goodman & Nekvasil P.A., May Recover Losses Eric Weschke CRD #2486324 Eric Weschke is currently licensed with Kalos Capital, Inc.  According to Eric Weschke’s CRD, two arbitration claims have been filed in which claimant alleges unsuitable investment recommendations, beach of fiduciary duty and/or failure to supervise. According …

Michael Pina, Financial Advisor Michael Pina Resigned from PFS Investments, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Pina, Michael Kris Pina CRD #5922058 Michael Pina was a formerly licensed financial advisor with PFS Investments, Inc. According to Michael Pina’s CRD, Michael Pina resigned from PFS Investments, Inc. in March 2019. According to Michael Pina’s CRD, Michael …

Elliott Packer, Financial Advisor Elliott Packer Discharged from Securities America, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Elliott Packer, Elliott Eric Packer CRD #2372672 Elliott Packer was a formerly licensed financial advisor with Securities America, Inc. from 2015 to 2019. Elliott Packer was previously licensed with Financial West Group. According to Elliott Packer’s CRD, Elliott Packer was …

Ford and Katherine Graham and 5 Controlled Entities – Civil Action Filed by New Jersey | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE COMPLAINT Between January 2012 and January 2014, Ford F. Graham (“Graham”), and the defendant entities controlled by Graham, including: CCC Holdings LLC Specialty Fuels Americas, LLC Aries Energy Group Venture, LLC Rattler Partners, …

Alberto Sanchez, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Alberto Sanchez CRD #4577983 Alberto Sanchez was a formerly licensed financial advisor with Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. According to Alberto Sanchez’ CRD, Alberto Sanchez was barred from the securities industry in June 2019. According to Alberto …

Mahum, Inc. – Affiliate of Mahum, Inc. Pleads Guilty to Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Mahum, Inc. Affiliate Pleads Guilty to Wire Fraud in Connection with Mahum, Inc. According to the SEC: In connection with a guilty plea, Oscar Francis admitted that between June 25, 2012 and May 31, 2017, he knowingly devised a scheme …

Ron Willoughby Jr., Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ron Willoughby Jr. CRD #2425926 Ron Willoughby is currently licensed with Kestra Investment Services, LLC. Ron Willoughby was previously licensed with LPL Financial LLC and Morgan Stanley. According to FINRA, Ron Willoughby was suspended from the securities industry for three months and …

Loren Lucas, Arbitration Claim Filed Alleging Sales Practice Violations | Goodman & Nekvasil P.A., May Recover Investor Losses Loren Lucas CRD #1203511 Loren Lucas is a currently licensed financial advisor with Raymond James & Associates According to Loren Lucas’ CRD, an arbitration claim was filed alleging sales practice violations against Loren Lucas. According to Loren Lucas’ CRD, these allegations include …