Goodman & Nekvasil P.A, May Recover Investor Losses – Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc. From 2004 until Stuart Cahill’s firing in 2013, Stuart Cahill was licensed with Triad Advisors, Inc. According to FINRA records, Stuart Cahill was fired by Triad Advisors, Inc. on February 28, 2013. Triad Advisors, Inc. reported to …
Anthony Vultaggio, Jr. (Anthony Vultaggio) Formerly Licensed with American Capital Partners, LLC, Barred from Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Anthony Vultaggio, Jr. (Anthony Vultaggio) Formerly Licensed with American Capital Partners, LLC, Barred from Securities Industry From 2007 until 2017, Anthony Vultaggio was licensed with American Capital Partners, LLC. FINRA brought a disciplinary action against Anthony Vultaggio in 2017. Anthony Vultaggio consented to a bar from the securities industry. FINRA reports that …
Jeffrey Scott Ingros (Jeffrey Ingros) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Scott Ingros (Jeffrey Ingros) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2007 until Jeffrey Ingros’ firing in 2013, Jeffrey Ingros was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeffrey Ingros was then licensed with Raymond James Financial Services, Inc. from November …
George Bussanich (George Bussanich) Barred from Securities Industry and Fired by Kovack Securities Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – George Bussanich (George Bussanich) Barred from Securities Industry and Fired by Kovack Securities Inc. From 2006 until George Bussanich’s firing in 2011, George Bussanich was licensed with Kovack Securities Inc. According to FINRA’s records, George Bussanich was fired by Kovack Securities Inc. on December 31, 2011. Kovack Securities Inc. reported to FINRA that …
Rick Alan Davidson (Rick Davidson) Formerly Licensed with Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Rick Alan Davidson (Rick Davidson) Formerly Licensed with Morgan Stanley From 2009 until Rick Davidson’s resignation in 2016, Rick Davidson was licensed with Morgan Stanley. Rick Davidson is now licensed with National Securities Corporation. Rick Davidson was also licensed with Jefferies LLC. According to FINRA, Rick Davidson resigned from Morgan Stanley on …
John Howard Pemberton (John Pemberton) Formerly Licensed with Ameriprise Financial Services, Inc. Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – John Howard Pemberton (John Pemberton) Formerly Licensed with Ameriprise Financial Services, Inc. Barred from Securities Industry John Pemberton was licensed with Ameriprise Financial Services, Inc. from 2009 to 2015. John Pemberton was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 6, 2016. FINRA …
Douglas Wayne Studer (Doug Studer) Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Douglas Wayne Studer (Doug Studer) Barred from Securities Industry Doug Studer was formerly licensed with Kovack Securities Inc., National Securities Corporation, and Prime Capital Services, Inc. Doug Studer was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 19, 2016. FINRA reports that Doug …
Geraldine Gordon Licensed with Ameriprise Financial Services, Inc. Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Geraldine Gordon Licensed with Ameriprise Financial Services, Inc., Suspended from Securities Industry Geraldine Gordon has been licensed with Ameriprise Financial Services, Inc. since 1994. Geraldine Gordon was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) for 10 days and fined $7,500 on June 9, …
Jason Bryce VanClef (Jason VanClef) Formerly Licensed with VFG Securities, Inc., Suspended from Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Jason Bryce VanClef (Jason VanClef) Formerly Licensed with VFG Securities, Inc., Suspended from Securities Industry From 2009 until November 2017, Jason VanClef was licensed with VFG Securities, Inc., Jason VanClef is now licensed with Westpark Capital, Inc. FINRA brought a disciplinary action against Jason VanClef in 2016. FINRA reports that Jason VanClef …
James Rhys Bernthal (James Bernthal) Formerly Licensed with Network 1 Financial Securities Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – James Rhys Bernthal (James Bernthal) Formerly Licensed with Network 1 Financial Securities Inc. From 2012 until 2016, James Bernthal was licensed with Network 1 Financial Securities Inc. James Bernthal is now licensed with Dawson James Securities, Inc. FINRA reports two claims were filed alleging sales practice violations against James Bernthal. The claims …