Goodman & Nekvasil P.A, May Recover Investor Losses – James Rhys Bernthal (James Bernthal) Formerly Licensed with Network 1 Financial Securities Inc.
From 2012 until 2016, James Bernthal was licensed with Network 1 Financial Securities Inc. James Bernthal is now licensed with Dawson James Securities, Inc.
FINRA reports two claims were filed alleging sales practice violations against James Bernthal. The claims alleged, among other things, unsuitable securities, breach of contract, fraud, churning, excessive trading and/or gross lack of supervision. The claims were settled for $50,000 and $30,000. James Bernthal contributed $15,000 of the $30,000 settlement and all of the $50,000 settlement.
If you lost any money on investments with James Bernthal, you may be able to recover your losses from Network 1 Financial Securities Inc and/or Dawson James Securities, Inc. This is because Network 1 Financial Securities Inc. and Dawson James Securities, Inc. had a duty to supervise James Bernthal.
If you lost money on investments with James Bernthal, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Network 1 Financial Securities Inc. and/or Dawson James Securities, Inc., concerning James Bernthal’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with James Bernthal and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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