Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Lawrence Brown Licensed with Western International Securities, Inc.  Stephen Brown has been licensed with Western International Securities, Inc. since 2006. FINRA reports that three complaints and/or arbitration claims were filed involving Stephen Brown’s conduct with Western International Securities, Inc. alleging suitability negligence, supervision negligence, breach of fiduciary duty, unsuitable recommendations, excessive …

Goodman & Nekvasil P.A., May Recover Investor Losses – Larry Westly Farmbry Fired by First Allied Securities, Inc. From 2013 to 2015 Larry Farmbry was licensed with First Allied Securities, Inc. Larry Farmbry was also licensed with Triad Advisors, Inc. and FSC Securities Corporation. According to FINRA’s records Larry Farmbry was fired by First Allied Securities, Inc. on August 14, 2015. …

Goodman & Nekvasil P.A, May Recover Investor Losses – VirnetX Holding Corp. (VHC) An investor in VirnetX Holding Corp. (VHC) recently recovered $485,000 in an arbitration claim involving Daniel Shawn Killian, who worked at National Securities Corporation and Lincoln Financial Securities Corporation. The arbitration claim alleged unauthorized trading, suitability, breach of contract, negligence, breach of fiduciary duty, and/or unauthorized investment in shares …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Lonnie Dover III Fired by SunTrust Investment Services, Inc.  From 2005 until Edward Dover III’s firing in 2016, Edward Dover III was licensed with SunTrust Investment Services, Inc. Edward Dover III is now licensed with Moors & Cabot, Inc. According to FINRA’s records, Edward Dover III was fired by SunTrust Investment …

Goodman & Nekvasil, P.A., Recovering Investor Losses – Refco, Inc. Alert: Refco, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Refco, Inc.    Even though high yield or junk bonds, notes, limited partnership units, …

Goodman & Nekvasil, P.A., Recovering Investor Losses – RCS Capital Corp: RCS Capital Corp. Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including RCS Capital Corp.    Even though high yield or junk bonds, notes, limited …

Unilife Corporation Alert: Unilife Corporation Bankruptcy – Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Unilife Corporation.    Even though high yield or junk bonds, notes, limited partnership …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Evan Matthew Kochav Formerly Licensed with White Cedar Group LLC Fired by World Equity Group, Inc.  Evan Kochav was formerly licensed with Newbridge Securities Corporation from September 2009 until October 2012, and for World Equity Group, Inc. from October 2012 to June 2013. On June 6, 2013, World Equity Group, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lorenzo Esteva Fired by UBS Financial Services, Inc. From 2015 until Lorenzo Esteva’s firing in 2017, Lorenzo Esteva was licensed with UBS Financial Services, Inc. Lorenzo Esteva was previously licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Lorenzo Esteva was fired by UBS Financial Services, Inc. on …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Brant Andrew Ray, Suspended from Securities Industry Brant Ray was formerly licensed with Cetera Advisors, LLC, Commonwealth Financial Network, and Wells Fargo Advisors, LLC. Brant Ray was suspended from the securities and investment banking industry for 18 months and fined $10,000 by the Financial Industry Regulatory Authority (FINRA). FINRA reports that …