MICHAEL MCNICHOLAS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses LPL FINANCIAL LLC investment adviser, MICHAEL MCNICHOLAS Has An Investor Complaint. MICHAEL PATRICK MCNICHOLAS CRD#: 4199745 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. MICHAEL PATRICK MCNICHOLAS (CRD#: 4199745), a registered representative for LPL FINANCIAL LLC, in Brooklyn, …
ELI ALONZO Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
ELI ALONZO Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CETERA ADVISOR NETWORKS LLC investment adviser, ELI ALONZO Has An Investor Complaint. ELIAB F. ALONZO ELI ALONZO, ELIAB F ALONZO, ELIAB FERNANDO ALONZO CRD#: 5098689 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ELIAB F. ALONZO (CRD#: 5098689), …
Carolyn Wyatt Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Carolyn Wyatt Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses WESTERN INTERNATIONAL SECURITIES investment adviser, Carolyn Wyatt Has An Investor Complaint. Carolyn Rebecca Wyatt CRD#: 4071929 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Carolyn Rebecca Wyatt (CRD#: 4071929), a registered representative for WESTERN INTERNATIONAL SECURITIES, INC., in …
SANDY SIMMONS JR Barred After FINRA Allegations – May Recover Investor Losses
SANDY SIMMONS JR Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former SAXONY SECURITIES, INC. broker, SANDY SIMMONS JR Barred After FINRA Allegations. SANDY SIMMONS JR, SANFORD GRAHAM SIMMONS JR, SANFORD GRAHAM (JR) SIMMONS Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. SANFORD GRAHAM SIMMONS (CRD#: 1018907), a …
ANGELO JULIUS PICCONE Suspended After FINRA Allegations – May Recover Investor Losses
ANGELO JULIUS PICCONE Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former IBN FINANCIAL SERVICES, INC. investment adviser, ANGELO JULIUS PICCONE Suspended After FINRA Allegations. ANGELO JULIUS PICCONE CRD#: 1401761 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ANGELO JULIUS PICCONE (CRD#: 1401761), a former registered representative for …
CARLTON PERRY FLETCHER Barred After FINRA Allegations – Goodman & Nekvasil, P.A.
CARLTON PERRY FLETCHER Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Losses CARLTON PERRY FLETCHER Barred After FINRA Allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. CARLTON PERRY FLETCHER (CRD#: 2455798), a former broker for DINOSAUR FINANCIAL GROUP, L.L.C in NEW YORK, NY, is barred by FINRA. According to …
AL VANDERLAAN Suspended After GWG Holdings Customer Complaints – May Recover Investor Losses
AL VANDERLAAN Suspended After GWG Holdings Customer Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former WESTPARK CAPITAL, INC. broker, AL VANDERLAAN Suspended After GWG Holdings Customer Complaints. ALFRED SIETZE VANDERLAAN AL VANDERLAAN, ALFRED S VANDERLAAN CRD#: 1172406 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ALFRED SIETZE VANDERLAAN (CRD#: 1172406), …
Teslim Belo-Osagie Barred After FINRA Allegations – Goodman & Nekvasil, P.A.
Teslim Belo-Osagie Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Losses Teslim Belo-Osagie Barred After FINRA Allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Teslim Osahon Belo-Osagie (CRD#: 7262522), a former broker for STANDARD CHARTERED SECURITIES NORTH AMERICA LLC in Houston, TX, is barred by FINRA. Without admitting or …
JUSTIN PAGEL Suspended by FINRA – Goodman & Nekvasil, P.A.
JUSTIN PAGEL Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses Former FELTL & COMPANY broker, JUSTIN PAGEL Suspended by FINRA. JUSTIN WILLIAM PAGEL CRD#: 2554168 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Without admitting or denying the findings, Pagel consented to the sanction and to the entry of …
DANIEL DENO Charged With Theft & Fraud – Goodman & Nekvasil, P.A.
DANIEL DENO Charged With Theft & Fraud – Goodman & Nekvasil, P.A., May Recover Losses DANIEL DENO Charged With Theft & Fraud. The former investment adviser for LPL Financial LLC also consented to a bar from associating with any FINRA member in all capacities. DANIEL Ray DENO DANIEL DENO, Daniel Ray Deno CRD#: 6674802 Call 800-500-4442 if you think that …