LINDA FRANCIS Terminated After LPL FINANCIAL LLC Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
LINDA FRANCIS Terminated After LPL FINANCIAL LLC Allegations.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.
Linda Lucille Sokol Francis (CRD#: 811073), a former broker for LPL FINANCIAL LLC in BROOKFIELD, IL, was terminated. LPL FINANCIAL LLC alleged that Francis utilized discretion in brokerage accounts without written authorization.
FINRA subsequently barred Linda Francis indefinitely. According to FINRA, Without admitting or denying the findings, Sokol Francis consented to the sanction and to the entry of findings that she refused to provide documents and information requested by FINRA into connection to its investigation of allegations made by her member firm on a Form U5 filing. The findings stated that Sokol Francis was discharged because she utilized discretion in brokerage accounts without written authorization.
LINDA FRANCIS Terminated After LPL FINANCIAL LLC Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/3/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.