Samuel l Sutterfield Has A Settled Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CENTAURUS FINANCIAL, INC. investment adviser, Samuel l Sutterfield Has A Settled Investor Complaint. SAMUEL LESLIE SUTTERFIELD Samuel l Sutterfield CRD#: 5988560 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. SAMUEL LESLIE SUTTERFIELD (CRD#: 5988560), a registered …
GARY COSTELLO Has Multiple Investor Complaints Alleging Unauthorized Trades – Goodman & Nekvasil, P.A.
GARY COSTELLO Has Multiple Investor Complaints Alleging Unauthorized Trades – Goodman & Nekvasil, P.A. May Recover Investor Losses Former AEGIS CAPITAL CORP. investment adviser, GARY COSTELLO Has Multiple Investor Complaints Alleging Unauthorized Trades. GARY STEVEN COSTELLO GARY STEVEN COSTELLO II, Gary Steven Costello CRD#: 6117388 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. …
ROBERT ALAN YEDID Suspended After FINRA Allegations – May Recover Investor Losses
ROBERT ALAN YEDID Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former LIFESCI CAPITAL broker, ROBERT ALAN YEDID Suspended After FINRA Allegations. ROBERT ALAN YEDID CRD#: 1185909 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ROBERT ALAN YEDID (CRD#: 1185909), a former registered representative for LIFESCI CAPITAL in …
Micheal Lucas Has A Settled Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Micheal Lucas Has A Settled Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former investment adviser, Micheal Lucas Has A Settled Investor Complaint. Micheal D Lucas II MICHAEL DEAN LUCAS II, MICHAEL DEAN LUCAS, MICHEAL DEAN LUCAS II, Micheal D Lucas CRD#: 5695141 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your …
SEC Files Complaint Against ERIC COBB – May Recover Investor Losses
SEC Files Complaint Against ERIC COBB – Goodman & Nekvasil, P.A. May Recover Investor Losses SEC Files Complaint Against ERIC COBB alleging that Cobb, a former investment adviser representative, engaged in a long-running and fraudulent trade allocation scheme, commonly referred to as “cherry-picking”-from at least approximately January 2019, and continuing to at least mid-April 2022. The SEC is alleging that …
CATHY BEARCE Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
CATHY BEARCE Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses FOURSTAR WEALTH ADVISORS, LLC investment adviser, CATHY BEARCE Has A Pending Investor Complaint. Catherine Dale Bearce CATHY BEARCE CRD#: 4683252 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Catherine Dale Bearce (CRD#: 4683252), a registered representative for …
Santiago Torres – Terminated, Barred and Facing Customer Allegations – May Recover Investor Losses
Santiago Torres – Terminated, Barred and Facing Customer Allegations – Goodman & Nekvasil, P.A. May Recover Investor Losses Former TRUIST INVESTMENT SERVICES, INC. investment adviser, Santiago Torres – Terminated Barred and Facing Customer Allegations. SANTIAGO J TORRES JR SANTIAGO J TORRES CRD#: 5644622 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. SANTIAGO J …
Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation – Goodman & Nekvasil, P.A.
Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation – Goodman & Nekvasil, P.A. May Recover Investor Losses Former WESTERN INTERNATIONAL SECURITIES investment adviser, Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation. Jeffrey Thomas Higgins CRD#: 2871443 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Jeffrey Thomas Higgins (CRD#: 2871443), a former registered representative for …
SAM BONGIOVANNI Is the Subject of a FINRA Investigation – May Recover Investor Losses
SAM BONGIOVANNI Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses Former SPARTAN CAPITAL SECURITIES, LLC broker, SAM BONGIOVANNI Is the Subject of a FINRA Investigation. On December 13, 2024, FINRA made a preliminary determination to recommend that formal disciplinary action be brought against Bongiovanni. SEBASTIAN G BONGIOVANNI SAM BONGIOVANNI, SEBASTIAN GEORGE BONGIOVANNI CRD#: 4398600 …
Bob Kully Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Bob Kully Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former WESTERN INTERNATIONAL SECURITIES, INC. broker, Bob Kully Has A Pending Investor Complaint. Robert Israel Kully CRD#: 3212528 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Robert Israel Kully (CRD#: 3212528), a former registered representative for WESTERN …