David Lam Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
AMERIPRISE FINANCIAL SERVICES, LLC investment adviser, David Lam Has An Investor Complaint.
CRD#: 7007842
David Lam (CRD#: 7007842), a former registered representative for AMERIPRISE FINANCIAL SERVICES, LLC in San Francisco, CA, has a pending investor complaint. According to Lam’s FINRA BrokerCheck report, CLIENT ALLEGES THAT HIS INSTRUCTIONS TO SELL $200000 WORTH OF HIS SHARES OF TESLA WERE NOT FOLLOWED JANUARY 2025.
AMERIPRISE FINANCIAL SERVICES, LLC investment adviser, David Lam Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/11/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.