Goodman & Nekvasil P.A., May Recover Investor Losses – David Randall Lockey (David Lockey) Suspended from Securities Industry and Fired by Edward Jones From 2009 until David Lockey’s firing in 2012, David Lockey was licensed with Edward Jones. David Lockey was subsequently licensed with SWS Financial Services, Inc. According to FINRA’s records, David Lockey was fired by Edward Jones on March …

Goodman & Nekvasil P.A., May Recover Investor Losses – William Scott Sheehan (Scott Sheehan) Licensed with DFPG Investments, Inc.  Scott Sheehan was licensed with Investors Capital Corp. from 2010 to 2012. Scott Sheehan is now licensed with DFPG Investments, Inc. FINRA reports that three arbitration claims have been filed involving Scott Sheehan’s conduct with Investors Capital Corp., alleging financial damages and/or …

Goodman & Nekvasil P.A, May Recover Investor Losses – Ka Kiertonkaysy Lor (Ka Lor) Barred from Securities Industry and Fired by Farmers Financial Solutions, LLC From 2008 until Ka Lor’s firing in 2014, Ka Lor was licensed with Farmers Financial Solutions, LLC. According to FINRA records, Ka Lor was fired by Farmers Financial Solutions, LLC on May 1, 2014. Farmers Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – Michael Willard Korson (Michael Korson) Barred from Securities Industry and Permitted to Resign from PFS Investments Inc.  From 1991 until Michael Korson’s resignation in 2013, Michael Korson was licensed with PFS Investments Inc. Michael Korson was subsequently licensed with HBW Securities LLC. According to FINRA records, Michael Korson was permitted to resign …

Goodman & Nekvasil P.A, May Recover Investor Losses – Barkley JW Lundy Jr. a.k.a Mike Lundy Jr. (Mike Lundy) Barred from Securities Industry and Fired by PFS Investments Inc.  From 1992 until Mike Lundy’s firing in 2014, Mike Lundy was licensed with PFS Investments Inc. According to FINRA records, Mike Lundy was fired on August 14, 2014. PFS Investments Inc. reported …

Goodman & Nekvasil P.A, May Recover Investor Losses – Ka Keung Lam (Eric Lam) Barred from Securities Industry and Fired by Pruco Securities, LLC.  From 2011 until Eric Lam’s firing in 2016, Eric Lam was licensed with Pruco Securities, LLC. According to FINRA records, Eric Lam was fired on April 26, 2016. Pruco Securities, LLC. reported to FINRA that Eric Lam …

Goodman & Nekvasil P.A, May Recover Investor Losses – David C Key (David Key) Barred from Securities Industry and Fired by PFS Investments Inc.  From 2007 until David Key’s firing in 2012, David Key was licensed with PFS Investments Inc. According to FINRA records, David Key was fired on May 4, 2012. PFS Investments Inc. reported to FINRA that David Key …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jack Richard Kelly (Jack Kelly) Barred from Securities Industry and Permitted to Resign from PFS Investments Inc.  From 1989 until Jack Kelly’s resignation in 2013, Jack Kelly was licensed with PFS Investments Inc. According to FINRA records, Jack Kelly was permitted to resign on July 19, 2013. PFS Investments Inc. reported to …

Cliff Amos – Financial Advisor Cliff Amos Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Cliff Amos CRD #315807 From 2013 until Cliff Amos’ firing in 2014, Cliff Amos was licensed with Cetera Investment Services, LLC. Cliff Amos was also licensed with Kovack Securities, Inc. and Resource Horizons Group, LLC. According to FINRA’s records, Cliff Amos …

Goodman & Nekvasil P.A., May Recover Investor Losses – Donald Edward Simmons (Donald Simmons) Formerly Licensed with LPL Financial LLC  From 2001 until Donald Simmons’ resignation in 2016, Donald Simmons was licensed with LPL Financial LLC. Donald Simmons was subsequently licensed with Purshe Kaplan Sterling Investments. According to FINRA’s records, Donald Simmons resigned from LPL Financial LLC on June 1, 2016. …