John Hudnall – Financial Advisor John Hudnall Barred from Securities Industry

Goodman & Nekvasil P.A, May Recover Investor Losses | John Hudnall – Financial Advisor John Hudnall Barred from Securities Industry  John Hudnall CRD #4200298 John Hudnall was formerly licensed with U.S. Bancorp Investments, Inc. and Bancwest Investment Services, Inc. John Hudnall was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on November 15, 2016. …

Andrew Scott Corbman Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Andrew Scott Corbman Barred from Securities Industry Andrew Corbman was formerly licensed with Kovack Securities, Inc. and Newbridge Securities Corporation. Andrew Corbman was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 9, 2016. FINRA reports that Corbman consented to the sanction and to …

JEFFREY HAMILTON HOWELL BARRED FROM SECURITIES INDUSTRY – GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – JEFFREY HAMILTON HOWELL BARRED FROM SECURITIES INDUSTRY  Jeffrey Howell was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) in October 2016 for falsifying documents, misstating account values, altering account statements, and refusing to respond to FINRA’s request for testimony.  Prior to this action, according to …

Barbara Lucille Desiderio (Barbara Desiderio) Barred From Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Barbara Lucille Desiderio (Barbara Desiderio) Barred From Securities Industry Barbara Desiderio was licensed with Herbert J. Sims & Co. Inc. from 2002 to 2013. Barbara Desiderio was subsequently licensed with Global Arena Capital Corp. Barbara Desiderio was barred from the securities industry by the Financial Industry Regulatory Authority (FINRA) on September …

Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities – Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC  From 2001 until Ken Ahn’s firing in 2017, Ken Ahn was licensed with Pruco Securities, LLC. According to FINRA’s records, Ken Ahn was fired by Pruco Securities, LLC on May 25, 2017. Pruco Securities, LLC reported to FINRA that Ken …

Jason Michael Belajack (Jason Belajack) Fired by Lincoln Financial Advisors Corporation and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Jason Michael Belajack (Jason Belajack) Fired by Lincoln Financial Advisors Corporation and Barred from Securities Industry From 2015 until Jason Belajack’s firing in 2016, Jason Belajack was licensed with Lincoln Financial Advisors Corporation. Jason Belajack was previously licensed with Accelerated Capital Group, LPL Financial LLC and Pruco Securities, LLC. According to FINRA’s …

Johnathan Mandel Lo (Johnathan Lo) Barred from Securities Industry and Permitted to Resign from NYLife Securities LLC – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Johnathan Mandel Lo (Johnathan Lo) Barred from Securities Industry and Permitted to Resign from NYLife Securities LLC From 2013 until Johnathan Lo’s resignation 2015, Johnathan Lo was licensed with NYLife Securities LLC. Jonathan Lo was previously licensed with J.P. Morgan Securities LLC and Chase Investment Services Corp. According to FINRA’s records, Johnathan …

Rajen Sheth – Financial Advisor Rajen Sheth Resigned from Firm

Rajen Sheth – Financial Advisor Rajen Sheth Resigned from Firm | Goodman & Nekvasil, P.A. May Recover Investor Losses Rajen Sheth CRD #2268896 From 1992 until Rajen Sheth’s resignation in 2017, Rajen Sheth was licensed with Pruco Securities, LLC. Rajen Sheth is now licensed with Parkland Securities, LLC. According to FINRA’s records, Rajen Sheth resigned from Pruco Securities, LLC on …

Lynn Simon – Financial Advisor Lynn Simon Barred from Securities Industry

Lynn Simon – Financial Advisor Lynn Simon  Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Lynn Simon CRD #729413 From 2008 until Lynn Simon’s firing in 2013, Lynn Simon was licensed with CFD Investments, Inc. According to FINRA’s records, Lynn Simon was fired by CFD Investments, Inc. on May 21, 2013. CFD Investments, Inc. reported to …

Cathy Earnest, Financial Advisor Barred from Securities Industry

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Cathy Earnest, Financial Advisor Barred from Securities Industry Cathy Earnest, Cahty Ione Earnest, Cathy Rue CRD #2606992 Cathy Earnest was licensed with Pruco Securities, LLC from 1995 to 2015. Cathy Earnest was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on June 19, 2017. …