Goodman & Nekvasil P.A., May Recover Investor Losses – Mike Donovan Woodward (Mike Woodward) Suspended from Securities Industry and Fired by Summit Brokerage Services, Inc. From August 2010 until Mike Woodward’s firing in July 2012, Mike Woodward was licensed with Summit Brokerage Services, Inc. According to FINRA’s records, Mike Woodward was fired by Summit Brokerage Services, Inc. on July 3, 2012. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ronald Fair Paull III (Ronald Paull) Suspended from Securities Industry and Fired by LPL Financial LLC From 2012 until Ronald Paull’s firing in 2015, Ronald Paull was licensed with LPL Financial LLC. Ronald Paull is now licensed with Cambridge Investment Research, Inc. Ronald Paull was previously licensed with National Planning Corporation. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffry Benjamin Vargas (Jeffrey Vargas) Suspended from Securities Industry and Fired by Wells Fargo Advisors, LLC From 2010 until Jeffrey Vargas’ firing in 2015, Jeffrey Vargas was licensed with Wells Fargo Advisors, LLC. Jeffrey Vargas was subsequently licensed with Mutual Securities, Inc. and Western International Securities, Inc. Jeffrey Vargas is now licensed …

Goodman & Nekvasil P.A., May Recover Investor Losses – Swan Sihua Shen (Swan Shen) a/k/a Swan Zhang Suspended from Securities Industry and Fired by CUNA Brokerage Services, Inc. From 2001 until Swan Shen’s firing in 2013, Swan Shen was licensed with CUNA Brokerage Services, Inc. Swan Shen was subsequently licensed with Cantella & Co., Inc. Swan Shen is now licensed with …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Alan Issel (James Issel) Fired by Mack Investment Securities, Inc.  From 2004 to 2011, James Issel was licensed with Mack Investment Securities, Inc. James Issel is now licensed with Cetera Advisor Networks, LLC. According to FINRA’s records James Issel was fired from Mack Investment Services, Inc. on November 18, 2011. Mack …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brion Patrick Harris (Brion Harris) Fired by Lincoln Financial Securities Corporation Since 2013, Brion Harris has been licensed with Summit Brokerage Services, Inc. Brion Harris was previously licensed with Cambridge Investment Research, Inc. and Lincoln Financial Securities Corporation. According to FINRA’s records Brion Harris was fired by Lincoln Financial Securities Corporation on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kelly Renae Brantley Fired by Summit Brokerage Services and Edward Jones  From 2001 to 2012 Kelly Brantley was licensed with Edward Jones. From 2012 to 2014 Kelly Brantley was licensed with Summit Brokerage Services. Kelly Brantley was subsequently licensed with FSC Securities Corporation. According to FINRA’s records Kelly Brantley was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Carlos Benavidez Jr. (Carlos Benavidez) Suspended from Securities Industry and Fired by Waddell & Reed, Inc. From 2006 to 2015, Carlos Benavidez was licensed with Waddell & Reed, Inc. Carlos Benavidez was subsequently licensed with International Assets Advisory, LLC. According to FINRA’s records, Carlos Benavidez was fired by Waddell & Reed, Inc. …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Singcham Ho (James Ho) Suspended from Securities Industry and Fired by Ameritas Investment Corp. From 2009 until James Ho’s firing in 2014, James Ho was licensed with Ameritas Investment Corp. According to FINRA’s records, James Ho was fired by Ameritas Investment Corp. on November 10, 2014. Ameritas Investment Corp. reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Andrew Anthony Uccelli (Tony Uccelli) Suspended from Securities Industry and Fired by First Allied Securities, Inc.  From 2002 until Tony Uccelli’s firing in 2015, Tony Uccelli was licensed with First Allied Securities, Inc. Tony Uccelli is now licensed with Western International Securities, Inc. According to FINRA’s records, Tony Uccelli was fired by …