Goodman & Nekvasil P.A., May Recover Investor Losses – Nilda Lee Vasey (Nilda Vasey) Formerly Licensed with Lincoln Financial Advisors Corporation, Barred from Securities Industry  Nilda Vasey was licensed with Lincoln Financial Advisors Corporation from December 2013 to January 2015. Nilda Vasey was previously licensed with Ameriprise Financial Services, Inc. Nilda Vasey was barred from the securities and investment banking industry …

Goodman & Nekvasil P.A., May Recover Investor Losses – George Alexander Watson (George Watson) a/k/a Alex Watson Formerly Licensed with Investacorp, Inc., Barred from Securities Industry George Watson was licensed with Investacorp, Inc. from April 2012 to October 2012. George Watson was previously licensed with Allstate Financial Services, LLC. George Watson was barred from the securities and investment banking industry by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Homer Painter (Edward Painter) Barred from Securities Industry Edward Painter has been licensed with UBS Financial Services, Inc., Citigroup Global Markets, Inc., and Ameriprise Financial Services, Inc. Edward Painter was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on February 1, 2016. FINRA reports …

Goodman & Nekvasil P.A., May Recover Investor Losses – Richard Martin Ohlhaber (Richard Ohlhaber) Barred from Securities Industry  Richard Ohlhaber was licensed with Southwest Securities, Inc. from 2008 to 2012. Richard Ohlhaber was subsequently licensed with FSC Securities Corporation. Richard Ohlhaber was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 27, 2014. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry Harvey Weisenfeld was licensed with Allstate Financial Services, LLC from December 2006 to May 2017. Harvey Weisenfeld was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 30, …

Chad Wiegand – Financial Advisor Chard Wiegand Pleads Guilty to Conspiracy to Commit Securities Fraud | Goodman & Nekvasil PA May Recover Investor Losses Chad Wiegand CRD #2110197 Chad Wiegand was licensed with National Planning Corporation from 2008 to 2013. FINRA reports that the SEC barred Chad Wiegand from the securities industry for insider trading. FINRA also reports that on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Assan Faal Barred from Securities Industry Assan Faal has been licensed with Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., and National Securities Corporation. Assan Faal was also the CEO of SCOA Capital Investments. Assan Faal was barred from the securities and investment banking industry by the Financial Industry Regulatory …

Goodman & Nekvasil P.A, May Recover Investor Losses – James Michael Sarkauskas Sr. (James Sarkauskas) Barred from the Securities Industry by the SEC James Sarkauskas was licensed with Western International Securities, Inc. from 2006 to 2011. James Sarkauskas was also the founder, president and chief compliance officer of Sarkauskas and Associates, Inc. James Sarkauskas was disgorged for $331,433.98, fined $118,403.22, and …

Goodman & Nekvasil P.A, May Recover Investor Losses – Douglas Eric Hampton Pleads Guilty to Conspiracy to Commit Federal Program Bribery  Douglas Hampton was licensed with First Allied Securities, Inc. from 2008 to 2013. Douglas Hampton was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on July 10, 2014. FINRA reports that Douglas Hampton …

Goodman & Nekvasil P.A, May Recover Investor Losses | Anthony Ferrone – Financial Advisor Anthony Ferrone Barred from Securities Industry  Anthony Ferrone CRD #1192506 Anthony Ferrone was formerly licensed with Ameriprise Financial Services, Inc. and Morgan Stanley. Anthony Ferrone was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on July 25, 2017. FINRA reports …