Goodman & Nekvasil P.A., May Recover Investor Losses – Naomi Desautels Johnson (Naomi Johnson) a/k/a Naomi Cecilia Calloway, Naomi Desautels Calloway, Naomi Desautels, Naomi Desantels Licensed with Capital Investment Group, Inc. Naomi Johnson has been licensed with Capital Investment Group, Inc. since 2005. FINRA reports that two arbitration claims were filed involving Naomi Johnson’s conduct with Capital Investment Group, Inc. alleging …

Goodman & Nekvasil P.A., May Recover Investor Losses on Conservation Easement Investments – Theodore Michael Jenkin (Ted Jenkin) Fired by Investacorp, Inc. From 2008 until Ted Jenkin’s firing in 2015, Ted Jenkin was licensed with Investacorp, Inc. Ted Jenkin is now licensed with Kestra Investment Services, LLC. According to FINRA’s records, Ted Jenkin was fired by Investacorp, Inc. on September 8, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eduardo Gutierrez (Ed Gutierrez) Formerly Licensed with J.P. Morgan Securities LLC  Ed Gutierrez was licensed with J.P. Morgan Securities LLC from 2012 to 2015. Ed Gutierrez is now licensed with Ameriprise Financial Services, Inc. Ed Gutierrez was previously licensed with Chase Investment Services Corp. FINRA reports that a complaint was filed involving …

Goodman & Nekvasil P.A., May Recover Investor Losses – Anthony Lopopolo – Financial Advisor Anthony Lopopolo Permitted to Resign from Ameriprise Financial Services, Inc. Anthony Lopopolo CRD #3054422 From 1998 until Anthony Lopopolo’s resignation in 2014, Anthony Lopopolo was licensed with Ameriprise Financial Services, Inc. Anthony Lopopolo is now licensed with Voya Financial Advisors, Inc. According to FINRA’s records, Anthony Lopopolo …

Goodman & Nekvasil P.A., May Recover Losses on Private Placement | Bruce Barber Financial Advisor Bruce Barber Barred from Securities Industry  Bruce Barber aka Bruce Page Barber CRD #3095959 From 2000 until Bruce Barber’s firing in 2017, Bruce Barber was licensed with Securities America, Inc. According to FINRA’s records, Bruce Barber was fired by Securities America, Inc. on February 3, …

Goodman & Nekvasil P.A. May Recover Investor Losses – Vapor Distribution, Inc Ameriprise Financial Services, Inc. suspended Corey Lee Mireau and subsequently permitted Corey Lee Mireau to resign while Corey Lee Mireau was under review for company policy violations related to borrowing from clients and disclosure of outside business activities. We believe that one of these outside business activities involved Vapor …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Matthew Mansour (David Mansour) Barred from Securities Industry and Fired by Frost Brokerage Services, Inc.  From 2001 until David Mansour’s firing in 2014, David Mansour was licensed with Frost Brokerage Services, Inc. According to FINRA’s records, David Mansour was fired by Frost Brokerage Services, Inc. on June 4, 2014. Frost Brokerage …

Goodman & Nekvasil P.A., May Recover Investor Losses – Rodney Allen Heier (Rod Heier) Formerly Licensed with Charles Schwab & Co., Inc. From 2007 until Rod Heier’s resignation in 2016, Rod Heier was licensed with Charles Schwab & Co., Inc. According to FINRA’s records, Rod Heier resigned from Charles Schwab & Co., Inc. on May 6, 2016. Charles Schwab & Co., …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Steven Korhut (Eric Korhut) Permitted to Resign from Ameriprise Financial Services, Inc. From June 1999 until Eric Korhut’s resignation in August 2016, Eric Korhut was licensed with Ameriprise Financial Services, Inc. Eric Korhut is now licensed with Vanderbilt Securities, LLC. According to FINRA’s records, Eric Korhut was permitted to resign from …

Goodman & Nekvasil P.A., May Recover Investor Losses on Conservation Easements – Kile Eugene Lewis (Kile Lewis) Fired by Investacorp, Inc.  From 2008 until Kile Lewis’ firing in 2015, Kile Lewis was licensed with Investacorp, Inc. Kile Lewis is now licensed with Kestra Investment Services, LLC. According to FINRA’s records, Kile Lewis was fired by Investacorp, Inc. on September 8, 2015. …