Dragon-Click Corp., Dragon Management, LLC, Isaac Grossman and Adriana Grossman Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Dragon-Click Corp., Dragon Management, LLC, Isaac Grossman and Adriana Grossman The Securities and Exchange Commission announced it has obtained a court order halting an ongoing fraud involving stock in a South Florida-based company …

CM Capital Management LLC and Edward Lee Moody Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges CM Capital Management, LLC and Edward Lee Moody The Securities and Exchange Commission announced charges against a Virginia investment adviser firm and its sole owner, for operating a nearly $5 million Ponzi scheme. The SEC …

Breitling Energy Corporation, Breitiling Oil & Gas Corporation, Crude Energy, LLC, Patriot Energy, LLC and Christopher A. Faulkner Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Breitling Energy Corporation, Breitiling Oil & Gas Corporation, Crude Energy, LLC, Patriot Energy, LLC and Christopher A. Faulkner The Securities and Exchange Commission charged four …

Billy McFarland, Fyre Media, Inc., Magnises, Inc. Grant Margolin and Daniel Simon Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Billy McFarland, Fyre Media, Inc., Magnises, Inc. Grant Margolin and Daniel Simon The Securities and Exchange Commission announced that New York entrepreneur William Z. (Billy) McFarland, two companies he founded, a …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – James C. Tao (James Tao) Formerly Licensed Financial Advisor with Sunbelt Securities, Inc., Settles SEC Charges that James Tao Defrauded Investors in Presidio Venture Capital  The Securities and Exchange Commission today announced that former financial adviser James Tao has agreed to settle charges that he defrauded investors in Presidio Venture Capital, …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Hines REIT Hines REIT is a publicly registered, non-listed real estate investment trust sponsored by Hines. that according to its website, “was formed in August 2003 for the purpose of investing in and owning interests in real estate. In total, Hines REIT acquired interests in 66 properties, representing approximately 33 million …

Goodman & Nekvasil, P.A., May Recover Investor Losses – FS Investment Corporation III FS Investment Corporation III is, according to Bloomberg, a business development company specializing investments in floating rate senior secured loans, subordinated debt and selected equity, second lien secured loans, debt investments, such as warrants or options as additional consideration, corporate bonds, unsecured loans, CLOs, and other debt …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Uniprop MHC Income Funds II  Uniprop MHC Income Funds II (LC) is, according to Bloomberg, a limited partnership which acquires, maintains, leases, and operates residential real properties in the United States. As of December 31, 2017, it owned a manufactured housing community in West Valley. Genesis Associates Limited Partnership serves as a …

SEC Charges Quadrant 4 System Corp (QFOR), Nandu Thondavadi and Dhru Desai – Goodman & Nekvasil, P.A. May Recover Investor Losses SEC Files Charges Against Quadrant 4 System Corp (QFOR), Nandu Thondavadi and Dhru Desai The SEC’s complaint alleges that former chief executive officer Nandu Thondavadi and former chief financial officer Dhru Desai stole more than $4 million from Schaumburg, …