Goodman & Nekvasil P.A, May Recover Investor Losses – Virginia Ann Pack a.k.a Virginia Ann Francis, Virginia Ann Hipsley, Virginia Ann Shorb (Virginia Pack) Formerly Licensed with LPL Financial LLC From 2012 until Virginia Pack’s resignation in March 2017, Virginia Pack was licensed with LPL Financial LLC. Virginia Pack was then licensed with Cambridge Investment Research, Inc. According to FINRA records, …
Fred Neel Smith (Neel Smith) Formerly Licensed with Signator Investors, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Fred Neel Smith (Neel Smith) Formerly Licensed with Signator Investors, Inc. From 2015 until 2017, Neel Smith was licensed with Signator Investors, Inc. FINRA reports five arbitration claims/complaints were filed alleging sales practice violations against Neel Smith. The claims alleged that CD and corporate debt purchases were unsuitable, misrepresented, and/or clients were …
John M. James (John James) Fired by Stifel, Nicolaus & Company, Incorporated and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – John M. James (John James) Fired by Stifel, Nicolaus & Company, Incorporated and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated From March 2016 until John James’s firing in September 2016, John James was licensed with Stifel, Nicolaus & Company, Incorporated. John James was previously licensed with Merrill Lynch, Pierce, Fenner …
Michael Sztrom Formerly Licensed with UBS Financial Services Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Sztrom Formerly Licensed with UBS Financial Services Inc. Michael Sztrom was licensed with UBS Financial Services Inc. from 2010 to 2015. FINRA reports that three complaints and/or arbitration claims were filed involving Michael Sztrom’s conduct with UBS Financial Services Inc., alleging unsuitable and excessive trading in preferred stocks, corporate bonds and …
Robert Edward Armstrong Jr. (Robert Armstrong) Licensed with Wells Fargo Clearing Services, LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Robert Edward Armstrong Jr. (Robert Armstrong) Licensed with Wells Fargo Clearing Services, LLC Since 2009 Robert Armstrong has been licensed with Wells Fargo Clearing Services, LLC. FINRA reports two arbitrations claims/customer complaint were filed alleging sales practice violations against Robert Armstrong involving unsuitable recommendations and misrepresentations made between 2011 and 2014 …
Bryce Scott Wilinski (Bryce Wilinski) Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated, — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Bryce Scott Wilinski (Bryce Wilinski) Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2009 until May 2017, Bryce Wilinski was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bryce Wilinski is now licensed with LPL Financial LLC. FINRA reports an arbitration claim was filed alleging sales practice violations …
Drew Mansfield Johnson (Drew Johnson) Formerly Licensed with Sagepoint Financial, Inc., Suspended from Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Drew Mansfield Johnson (Drew Johnson) Formerly Licensed with Sagepoint Financial, Inc., Suspended from Securities Industry From 2012 until 2016, Drew Johnson was licensed with Sagepoint Financial, Inc. Drew Johnson previously worked for Girard Securities, Inc. FINRA brought a disciplinary action against Drew Johnson in 2017. FINRA reports that Drew Johnson consented to …
Rentech, Inc. (RTK) – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – Rentech, Inc. (RTK) Rentech, Inc. (RTK) is a penny stock that has never operated at a profit and has accumulated substantial debt. Gary Alan Meier, formerly a licensed broker with Symetra Investment Services and Cambridge Investment Research, sold a considerable amount of this penny stock to Gary Alan Meier’s clients, many of …
CytoDyn Inc. (CYDY) – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – CytoDyn Inc. (CYDY) CytoDyn Inc. (CYDY) is a penny stock that, historically, has had no revenues from operation and yearly net losses. Gary Alan Meier, formerly a licensed broker with Symetra Investment Services and Cambridge Investment Research, sold a considerable amount of this penny stock to Gary Alan Meier’s clients, many of …
Provectus Biopharmaceuticals, Inc. (PVCT) – Goodman & Nekvasil P.A. May Recover Investor Losses
Provectus Biopharmaceuticals, Inc. (PVCT) – Goodman & Nekvasil P.A. May Recover Investor Losses Provectus Biopharmaceuticals, Inc. (PVCT) is a penny stock that, historically, has had no revenues from operation and yearly net losses. Gary Alan Meier, formerly a licensed broker with Symetra Investment Services and Cambridge Investment Research, sold a considerable amount of this penny stock to Gary Alan Meier’s …