Investor Alert: Pending Complaint Filed Against Jason James “Jay” Nardella – May Recover Investor Losses Pending Complaint Filed Against Jason James “Jay” Nardella – May Recover Investor Losses. JASON JAMES NARDELLA JAY NARDELLA CRD#: 2931678 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Jay Nardella. Jason James Nardella (also “Jay Nardella,” CRD #2931678), currently registered with Ameriprise Financial Services, LLC, …
Investor Alert: Pending Customer Complaint Against Robert Harold Sweet – May Recover Investor Losses
Investor Alert: Pending Customer Complaint Against Robert Harold Sweet – May Recover Investor Losses Pending Customer Complaint Against Robert Harold Sweet – May Recover Investor Losses. ROBERT HAROLD SWEET BOB SWEET CRD#: 4090608 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Bob Sweet. Robert Harold Sweet (CRD #4090608), registered with Independent Financial Group, LLC in El Paso, Texas, currently has a …
Investor Alert: Pending Complaint Against Joseph Philip Tartaglini Jr. – May Recover Investor Losses
Investor Alert: Pending Complaint Against Joseph Philip Tartaglini Jr. – May Recover Investor Losses Pending Complaint Against Joseph Philip Tartaglini Jr. – May Recover Investor Losses. Joseph Philip Tartaglini Jr. JOSEPH P TARTAGLINI JR, JOSEPH PHILIP TARTAGLINI JR., JOSEPH PHILIP TARTAGLINI, JOSEPH TARTAGLINI CRD#: 4963465 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker JOSEPH TARTAGLINI. Joseph Philip Tartaglini Jr. (CRD …
Customer Alert: Complaint Filed Against Christian Ramsey – May Recover Investor Losses
Customer Alert: Complaint Filed Against Christian Ramsey – May Recover Investor Losses Complaint Filed Against Christian Ramsey. CHRISTIAN MCDONALD RAMSEY CRD#: 3038410 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Christian Ramsey. Christian McDonald Ramsey (CRD #3038410) currently faces a pending customer dispute disclosed in his FINRA BrokerCheck report alleging that while he was a representative at Foothill Securities, Inc., Ramsey …
Customer Alert: Complaints Filed Against Solomon Tobal – May Recover Investor Losses
Customer Alert: Complaints Filed Against Solomon Tobal – May Recover Investor Losses Complaints Filed Against Solomon Tobal. Solomon Tobal CRD#: 7643877 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Solomon Tobal (CRD #7643877), a registered broker with Wells Fargo Advisors in Hackensack, New Jersey, has multiple pending customer complaints listed on his FINRA BrokerCheck report. These complaints allege misrepresentation …
Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses
Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses Complaints Filed Against Zhi Ying Guan. Zhi Ying Guan Jeff Guan, Jeffrey Guan, Zhi Ying Jeffrey Guan CRD#: 7000349 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Zhi Ying Guan (also known as Jeff Guan or Jeffrey Guan) is a registered broker with Emerson Equity LLC …
Customer Alert: Complaints Filed Against Rodger Erik Thomas – May Recover Investor Losses
Customer Alert: Complaints Filed Against Rodger Erik Thomas – May Recover Investor Losses Complaints Filed Against Rodger Erik Thomas. RODGER ERIK THOMAS ROD THOMAS, RODGER DRIK THOMAS, RODGER E THOMAS, RODGER THOMAS, THOMAS ROD, Rodger Erik Thomas CRD#: 4010563 Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas. Rodger Erik Thomas (CRD #4010563), currently registered with Newbridge Securities Corporation …
Investor Alert: Complaint Filed Against Broker Joe Carroll Doggett – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Joe Carroll Doggett – May Recover Investor Losses Complaint Filed Against MONEY CONCEPTS CAPITAL CORP Broker, Joe Carroll Doggett. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Joe Carroll Doggett. A customer dispute filed against Joe Carroll Doggett (CRD #1033987) is currently pending in FINRA arbitration (Case No. 25-01527), stemming from actions while he …
Investor Alert: Complaint Filed Against Broker Gary Thomas Madrid – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Gary Thomas Madrid – May Recover Investor Losses Complaint Filed Against Broker Gary Thomas Madrid. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Gary Thomas Madrid. Investor Alert: Gary Thomas Madrid (CRD #1934700), a registered broker with WestPark Capital, Inc. in Irvine, California, is facing a recent customer complaint filed on August 13, 2025 …
Investor Alert: Complaint Filed Against Broker Ford Gray Keeler – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Ford Gray Keeler – May Recover Investor Losses Complaint Filed Against Broker Ford Gray Keeler. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Ford Gray Keeler. Ford Gray Keeler (CRD#: 1696709) is a broker with nearly 40 years of experience and is currently registered with LPL Financial LLC in Grand Junction, Colorado. In June …