Overlake Capital LLC – Charged by State of Washington | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of Washington Securities Division The Securities Administrator of the State of Washington has reason to believe that the Respondents Overlake Capital, LLC, Overlake Capital Real Estate Fund I, LLLP, Overlake Capital Real Estate Fund II, LLLP, Overlake Capital …

Trickling Springs Creamery – Ordered to Show Cause by State of Pennsylvania  | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Pennsylvania Department of Banking and Securities: Trickling Springs Creamery failed to provide some or all of the Investors with financial statements regarding Trickling Springs Creamery, which disclosure would have been material for a reasonable investor to …

Robert Gerard Merlo (Robert Merlo) – Financial Advisor/Broker Robert Merlo Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Gerard Merlo (Robert Merlo) CRD #1608409 Robert Merlo was a formerly licensed financial advisor with Allstate Financial Services, LLC. According to Robert Merlo’s BrokerCheck report, Robert Merlo was barred from the securities industry in January 2019. …

Rita Dulya (Rita Masluk) – Financial Advisor/Broker Rita Dulya Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Rita Dulya (Rita Masluk) CRD #2050796 Rita Dulya was a formerly licensed financial advisor with Kovack Securities, Inc. According to Rita Dulya’s BrokerCheck report, Rita Dulya was barred from the securities industry in November 2018. According to FINRA …

MannaRobotics  – MannaRobotics Co. Ordered to Cease and Desist by State of Oklahoma | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Oklahoma Department of Securities: Beginning in January 2019, Eric Smalls, on behalf of Manna Robotics, offered and sold Promissory Notes and Security agreements and Capital Stock to investors. The cease and deist letter issued by …

Aaron Scott McKinney (Aaron McKinney) – Financial Advisor/Broker Aaron McKinney Named in Oklahoma Enforcement Agreement | Goodman & Nekvasil P.A., May Recover Investor Losses Aaron McKinney CRD #5942633 Aaron McKinney is a licensed financial advisor with Cetera Advisors LLC. Aaron McKinney was named in an Oklahoma Enforcement Agreement. According to the Agreement: In a letter dated October 24, 2016, Cetera …

Robert P. Allen (Robert Allen): Financial Advisor/Broker Robert Allen Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert P. Allen (Robert Allen) CRD #6267678 Robert Allen was a formerly licensed financial advisor with Country Capital Management Company. According to Robert Allen’s CRD, Robert Allen was suspended from the securities industry by FINRA for three months …

Adam Ross Lunceford (Adam Lunceford) – Financial Advisor/Broker Adam Lunceford Has a Customer Dispute | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Lunceford CRD # 4686499 Adam Lunceford is a currently licensed financial advisor/broker with LPL Financial LLC. According to Adam Lunceford’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Adam Lunceford. Customer …

Steven Harwell Owen (Steven Owen) – Financial Advisor/Broker Steven Owen Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Harwell Owen (Steven Owen) CRD #4302165 Steven Owen was a formerly licensed financial advisor with PFS Investments, Inc. and Ameriprise Financial Services, Inc. According to Steven Owen’s BrokerCheck report, Steven Owen was barred from the securities …

Juan Carlos Uribe (Juan Uribe) – Financial Advisor/Broker Juan Uribe Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Juan Carlos Uribe (Juan Uribe) CRD #4527409 Juan Uribe was a formerly licensed financial advisor with Wells Fargo Clearing Services LLC. Juan Uribe was a previously licensed financial advisor with JP Morgan Securities LLC. According to Juan …