NIT Enterprises Inc.  – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to SEC Allegations The Securities and Exchange Commission today announced that it has filed an emergency action and obtained an asset freeze against the operators of a South Florida-based investment scheme that defrauded over 100 retail investors, many of whom are seniors. …

Charles “Chip” Bender – Financial Advisor/Broker Charles “Chip” Bender Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Chip Bender CRD #2579528 Chip Bender was a previously licensed financial advisor with SunTrust Investment Services, Inc. and J.P. Morgan Securities LLC.  According to Chip Bender’s CRD, Chip Bender was barred from the securities industry in August 2019. …

Daniel Bingham – Financial Advisor/Broker Daniel Bingham Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Bingham CRD #4175758 Daniel Bingham was a previously licensed financial advisor with Essex Securities LLC. According to Daniel Bingham’s CRD, Daniel Bingham was barred from the securities industry in August 2019. According to FINRA Allegations: Daniel Bingham failed to …

Patrick Devaney – Financial Advisor/Broker Patrick Devaney Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Patrick Devaney CRD #1305065 Patrick Devaney was a previously licensed financial advisor with Financial West Group. According to Patrick Devaney’s CRD, Patrick Devaney was barred from the securities industry in August 2019. According to FINRA Allegations: Patrick Devaney failed to …

Kurt Diehlman – Financial Advisor/Broker Kurt Diehlman Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Kurt Diehlman CRD #2311852 Kurt Diehlman was a previously licensed financial advisor with Investacorp, Inc. According to Kurt Diehlman’s CRD, Kurt Diehlman was barred from the securities industry in August 2019. According to FINRA Allegations: Kurt Diehlman failed to respond …

Clinton “Clint” Dunbar – Financial Advisor/Broker Clint Dunbar Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clinton “Clint” Dunbar CRD #3072039 Clint Dunbar was a previously licensed financial advisor with Union Capital Company and IFS Securities. According to Clint Dunbar’s CRD, Clint Dunbar was barred from the securities industry in August 2019. According to FINRA …

Charles Frank – Financial Advisor/Broker Charles Frank Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Frank CRD #6645141 Charles Frank was a previously licensed financial advisor with NYLife Securities LLC and MWA Financial Services, Inc. According to Charles Frank’s CRD, Charles Frank was barred from the securities industry in August 2019. According to FINRA …

David Gallacher – Financial Advisor/Broker David Gallacher Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses David Gallacher CRD #4142474 David Gallacher was a previously licensed financial advisor with LPL Financial LLC. According to David Gallacher’s CRD, David Gallacher was barred from the securities industry in August 2019. According to FINRA Allegations: David Gallacher failed to …

Fernando Gonzalez – Financial Advisor/Broker Fernando Gonzalez Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Fernando Gonzalez CRD #5457054 Fernando Gonzalez was a previously licensed financial advisor with PNC Investments. According to Fernando Gonzalez’ CRD, Fernando Gonzalez was barred from the securities industry in August 2019. According to FINRA Allegations: Fernando Gonzalez failed to respond …

Myron Gruenberg – Financial Advisor/Broker Myron Gruenberg Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Myron Gruenberg CRD #1349992 Myron Gruenberg was a previously licensed financial advisor with Quest Capital Strategies, Inc. According to Myron Gruenberg’s CRD, Myron Gruenberg was barred from the securities industry in August 2019. According to FINRA Allegations: Myron Gruenberg failed …