Gregory Jon Williams (Greg Williams) – Customer Disputes Filed Involving Financial Advisor/Broker Gregory Williams Greg Williams CRD # 1561089 Greg Williams is a currently licensed financial advisor/broker with Presidential Brokerage, Inc. According to Greg Williams’ BrokerCheck report, customer disputes have been filed alleging sales practice violations against Greg Williams. Customer Dispute 3/11/19:  Greg Williams was named in a customer complaint …

Randolph McNeill – Financial Advisor/Broker Randolph McNeill Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Randolph McNeill CRD #4312991 Randolph McNeill was a formerly licensed financial advisor with Buckman, Buckman & Reid, Inc. According to Randolph McNeill’s BrokerCheck report, Randolph McNeill was barred from the securities industry in December 2018. According to Randolph McNeill’s BrokerCheck …

James Thomas Walters (James Walters) – Financial Advisor/Broker James Walters Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses James Walters CRD #5943354 James Walters was a formerly licensed financial advisor with Edward Jones. According to James Walters’ BrokerCheck report, James Walters was barred from the securities industry in November 2018. According to FINRA: James Walters …

Zachary Sherry – Financial Advisor/Broker Zachary Sherry Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Zachary Sherry CRD #6567328 Zachary Sherry was a formerly licensed financial advisor with NYLife Securities LLC. According to Zachary Sherry’s BrokerCheck report, Zachary Sherry was barred from the securities industry in November 2018. According to Zachary Sherry’s BrokerCheck Report: Zachary …

Nanotech Engineering – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations As set forth below, convicted securities fraudster Michael James Sweaney (“Michael Sweaney”) and the other Defendants are engaged in an ongoing fraudulent offering of the securities of Nanotech Engineering, Inc. (“Nanotech”) Over the last two ,years, the Defendants and …

Randolph George (Randy George) – Financial Advisor/Broker Randy George Sanctioned by State of Colorado | Goodman & Nekvasil P.A., May Recover Investor Losses Randy George Financial Advisor CRD #2265347 Randy George is a formerly licensed financial advisor with Ameriprise Financial Services, Inc. and Waddell & Reed. According to Randy George’s BrokerCheck Report, Randy George was sanctioned by the State of …

Jason Steven Hawke (Jason Hawke) – Financial Advisor/Broker Jason Hawke Discharged by National Securities Corp. | Goodman & Nekvasil P.A., May Recover Investor Losses Jason Hawke CRD #4177415 Jason Hawke was a formerly licensed financial advisor with National Securities Corporation. According to Jason Hawke’s BrokerCheck report, Jason Hawke was discharged from National Securities Corp. in March 2019.   According to …

Artec Global Media, Inc. – State of California Issues Desist and Refrain Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California Department of Business Oversight At all relevant times, Artec Global Media, Inc. (Artec) was a Nevada corporation located at various addresses: 249 South Highway 101, # 324, Solana Beach, California 92075; and …

Encore Releasing Inc. – State of California Issues Desist and Refrain Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California Department of Business Oversight Encore Releasing Inc. (Encore) was a Nevada Corporation formed on or around April 13, 2010. The Nevada Secretary of State revoked Encore’s status on or around April 30, 2013. …

Scott Steinhorst – Financial Advisor/Broker Scott Steinhorst Discharged by Wintrust Investments LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Steinhorst CRD #3274380 Scott Steinhorst was a formerly licensed financial advisor with Wintrust Investments LLC. According to Scott Steinhorst’s BrokerCheck report, Scott Steinhorst was discharged from Wintrust Investments LLC in September 2019. According to Scott Steinhorst’s BrokerCheck Report: …