Roger Duval – Financial Advisor/Broker Roger Allegedly Misappropriated Funds | Goodman & Nekvasil P.A., May Recover Investor Losses Roger Duval CRD #2503718 Roger Duval was a previously licensed financial advisor with MSI Financial Services, Inc. According to Roger Duval’s CRD, Roger Duval allegedly misappropriated funds. According to Allegations on Roger Duval’s CRD: On May 24, 2019, the Washington Securities Division …

Gerald Coyne (JT Coyne) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Gerald Coyne (JT Coyne) | Goodman & Nekvasil P.A., May Recover Investor Losses Gerald Coyne (JT Coyne) CRD #4589061 JT Coyne is a formerly licensed financial advisor/broker with CUSO Financial Services, L.P. According to JT Coyne’s CRD, a customer dispute has been filed alleging sales practice …

John Borsellino – Financial Advisor/Broker John Borsellino Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Borsellino CRD #2006663 John Borsellino was a previously licensed financial advisor with Morgan Stanley. According to John Borsellino’s CRD, John Borsellino was suspended from the securities industry for three months and fined $5,000 in December 2019 According to FINRA …

EP Energy Corporation (EPEG) files for Chapter 11 Bankruptcy – Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. May Recover Investor Losses – EP Energy Corporation (EPEG) files for Chapter 11 Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and …

Matthew Leon White (Matthew White) – Financial Advisor/Broker Matthew White Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Leon White (Matthew White) CRD #5365185 Matthew White was a previously licensed financial advisor with MML Investors LLC and Northwestern Mutual Investment Services LLC. According to Matthew White’s CRD, Matthew White was barred from the securities …

Palm Financial Management LLC and Shore Management Systems – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint According to the SEC’s complaint, Neil Burkholz of Boca Raton, Florida, and Frank Bianco, of Pembroke Pines, Florida, through their companies Palm Financial Management LLC and Shore Management Systems LLC, solicited investors by …

David Kendrick – Financial Advisor/Broker David Kendrick Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses David Kendrick CRD #4384666 David Kendrick was a previously licensed financial advisor with NYLife Securities LLC. According to David Kendrick’s CRD, David Kendrick was suspended from the securities industry for 18 months and fined $30,000 in November 2019. According to …

Conrad Coggeshall and Business Owners Tax Relief LLC – Charges Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint Conrad Coggeshall of Scottsdale, Arizona told investors that they were investing in Business Owners Tax Relief, LLC, a successful mergers and acquisitions firm based in New York that would pay investors periodic interest …

Philip Noto – Financial Advisor/Broker Philip Noto Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Philip Noto CRD #4837180 Philip Noto was a previously licensed financial advisor with First Standard Financial Company LLC. According to Philip Noto’s CRD, Philip Noto was barred from the securities industry in July 2019. According to FINRA Allegations: Philip Noto …

Bette Tydings aka Betty Tydings – We are Investigating the Possible Sale of Woodbridge Mortgage Investment Fund by Financial Advisor/Broker Bette Tydings | Goodman & Nekvasil P.A., May Recover Investor Losses Bette Tydings CRD #844203 Bette Tydings was a formerly licensed financial advisor with Primex. Goodman & Nekvasil, P.A. is investigating the possible sale of Woodbridge Mortgage Investment Fund by …