Hugues Guirand – Financial Advisor/Broker Hugues Guirand Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Hugues Guirand CRD #3045595 Hugues Guirand was a previously licensed financial advisor with Woodstock Financial Group, Inc. According to FINRA, Hugues Guirand was barred by FINRA in July 2021. According to FINRA: Default decision rendered July 26, 2021 wherein Guirand is …

Alphonse Stazzone – Financial Advisor/Broker Alphonse Stazzone Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Alphonse Stazzone a/k/a Alphonse Joseph Stazzone CRD #4908107 Alphonse Stazzone a/k/a Alphonse Joseph Stazzone is was a previously licensed financial advisor with Garden State Securities and Woodstock Financial Group. According to FINRA, Alphonse Stazzone was fined $5,000 and suspended from …

Maxim Beliakov – Financial Advisor/Broker Maxim Beliakov Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Maxim Beliakov CRD #5968432 Maxim Beliakov is a previously licensed financial advisor with Garden State Securities and Woodstock Financial Group Inc. According to FINRA, Maxim Beliakov was fined $5,000 and suspended from the securities industry for four months in August …

Battery Private Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged a New York-based company and its founder for misappropriating more than $1 million from a client and prospective client and defrauding investors, as well as for submitting false information on SEC filings. The …

Fusion Analytics Holdings LLC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged registered investment adviser Fusion Analytics Investment Partners, LLC (FAIP) and its CEO Michael J. Conte with breaches of fiduciary duty and, along with Fusion Analytics Holdings, LLC (Fusion Holdings), with fraud in connection with the …

Jack Michaletz – We Have Filed an Arbitration Claim Involving Financial Advisor/Broker Jack James Michaletz | Goodman & Nekvasil P.A. May Recover Investor Losses Jack Michaletz a/k/a Jack James Michaletz CRD #5742762 Jack Michaletz a/k/a Jack James Michaletz is a licensed financial advisor with DAI Securities LLC. Goodman & Nekvasil, P.A. has filed an arbitration claim involving Jack James Michaletz. …

Henry Bones – Financial Advisor/Broker Henry Bones Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Henry Bones a/k/a Henry Bones II CRD #4673109 Henry Bones is a licensed financial advisor with SW Financial. Henry Bones was previously licensed with Worden Capital Management LLC. According to FINRA, Henry Bones was fined $5,000 and suspended from the …

Jason Seale – Financial Advisor/Broker Jason Seale Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jason Seale a/k/a Jason Lee Seale CRD #1874548 Jason Seale is a licensed financial advisor with American Wealth Management Inc. According to FINRA, Jason Seale was fined $5,000 and suspended from the securities industry for 15 days in September 2021. …

John Cangialosi – Financial Advisor/Broker John Cangialosi Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Cangialosi a/k/a John Sebastion Cangialosi CRD #3273830 John Cangialosi is a licensed financial advisor with SW Financial. Jon Cangialosi was previously licensed with Worden Capital Management. According to FINRA, John Cangialosi was fined $7,500, ordered to pay restitution of …

Alexis Cooke – Financial Advisor/Broker Alexis Cooke Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Alexis Cooke a/k/a Alexis Kinashea Cooke CRD #5598604 Alexis Cooke was a previously licensed financial advisor with Pruco Securities and NYLife Securities. According to FINRA, Alexis Cooke was barred in August 2021. According to FINRA: Cooke consented to the sanction and …