Luisa Gonzalez – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Luisa Gonzalez a/k/a Mercado Luisa Gonzalez CRD #2765208 Luisa Gonzalez is a previously licensed financial advisor with Suntrust Investment Services, Inc. Luisa Gonzalez is currently licensed with The Leaders Group, Inc. According to Luisa Gonzalez’ BrokerCheck: Customer Dispute 5/21/21:  Claimant alleges that …

Back to Green Mining Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced charges against Puerto Rico-based Back to Green Mining, LLC and its two managing members, José Jiménez Cruz and Manuel Portalatin, for their participation in a fraudulent and unregistered offering in a purported …

Jerry Rice – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jerry Rice CRD #375290 Jerry Rice is a previously licensed financial advisor with Raymond James Financial. According to FINRA, Jerry Rice was fined $10,000 and suspended from the securities industry for six months in September 2021. According to FINRA Allegations: Between October …

David Sheldon Wells – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses David Sheldon Wells CRD #6774493 David Sheldon Wells is a previously licensed financial advisor with Fifth Third Securities and Merrill Lynch. According to FINRA: Wells failed to appear for on-the record testimony and to produce documents pursuant to FINRA Rule 8210. Goodman …

Tyler Forbes – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tyler Forbes a/k/a Tyler J. Forbes CRD #6503609 Tyler Forbes is a previously licensed financial advisor with Merrill Lynch. According to FINRA, Tyler Forbes was fined $75,000 and suspended from the securities industry for 16 months in September 2021. According to FINRA …

Birkdale Landing Holdings LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Department of Justice has alleged that the offering documents and marketing materials for Birkdale Landings Holdings LLC contain false or fraudulent statements, including: (a) that the syndicates would qualify as partnerships for federal tax purposes, and (b) that the customers would be entitled …

Biscayne Capital Operators Charged with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice: An indictment was unsealed yesterday in federal court in Brooklyn charging three former operators of financial services firm Biscayne Capital with conspiring to defraud investors and financial institutions in an international fraud scheme that caused more than $155 million …

Matagorda Cove Holdings LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Department of Justice has alleged that the offering documents and marketing materials for Matagorda Cove Holdings LLC contain false or fraudulent statements, including: (a) that the syndicates would qualify as partnerships for federal tax purposes, and (b) that the customers would be entitled …

Lakeshore Resort Holdings, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Department of Justice has alleged that the offering documents and marketing materials for Lakeshore Resort Holdings, LLC contain false or fraudulent statements, including: (a) that the syndicates would qualify as partnerships for federal tax purposes, and (b) that the customers would be entitled …

Coastavista Palms Holding LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Conservation Easements The Department of Justice has alleged that the offering documents and marketing materials for Coastavista Palms Holding LLC contain false or fraudulent statements, including: (a) that the syndicates would qualify as partnerships for federal tax purposes, and (b) that the customers would be entitled …