David Sheldon Wells – Financial Advisor/Broker Barred by FINRA | Recover Investment Losses

David Sheldon Wells – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

David Sheldon Wells CRD #6774493

David Sheldon Wells is a previously licensed financial advisor with Fifth Third Securities and Merrill Lynch.

According to FINRA:

Wells failed to appear for on-the record testimony and to produce documents pursuant to FINRA Rule 8210.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with David Sheldon Wells and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Sheldon Wells’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with David Sheldon Wells and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 9/20/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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