Sebastian Wyczawski – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Sebastian Wyczawski CRD #2835135 Sebastian Wyczawski is a licensed financial advisor with VCS Venture Securities. Sebastian Wyczawski was previously licensed with Joseph Stone Capital LLC. According to FINRA, Sebastian Wyczawski was fined $5,000 and suspended from the securities industry for five months …

Michael James May – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael James May a/k/a Michael May CRD #4712287 Michael James May a/k/a Michael May is a licensed financial advisor with VCS Venture Securities. Michael May was previously licensed financial advisor with Joseph Stone Capital LLC. According to FINRA, Michael James May …

Abdul Rahmani – Financial Advisor/Broker Barred by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Abdul Rahmani a/k/a Abdul Matin Rahmani CRD #4269583 Abdul Rahmani is a previously licensed financial advisor with Joseph Stone Capital LLC. Abdul Rahmani was previously licensed with Worden Capital Management LLC. According to Rahmani’s BrokerCheck Report, Rahmani was barred by FINRA in November 2021. …

Howard S. Kleyman Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   On August 30, 2021, the Securities and Exchange Commission charged Howard S. Kleyman, of St. Paul, Minnesota, for his role in facilitating a fraudulent “prime bank scheme.” Kleyman was an attorney licensed to practice law in Minnesota until his recent …

Brian Pearce – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Pearce a/k/a Brian Stanley Pearce CRD #1334784 Brian Pearce a/k/a Brian Stanley Pearce is a previously licensed financial advisor with World Equity Group, Taylor Capital Management and FSC Securities Corporation. According to FINRA, Brian Stanley Pearce was fined $5,000 and suspended …

Michael Miles Hartlett – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Miles Harlett CRD #1022139 Michael Miles Hartlett is a licensed financial advisor with International Assets Advisory. Michael Miles Hartlett was previously licensed with Invest Financial Corporation. According to FINRA, Michael Miles Hartlett was fined $5,000 and suspended from the securities …

GigaMedia Access Corporation (Giga) Founder Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged Robert Bernardi, founder and former CEO of GigaMedia Access Corporation (Giga), Nihat Cardak, former CFO of Giga, and Sunil Chandra, Giga’s former VP of Business Development, with fraudulently raising tens of millions …

AMV Investments LLC Owner Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged Ann M. Vick with fraudulently raising approximately $3.2 million from nearly two dozen investors for AMV Investments LLC, a pooled investment fund of which she is the sole owner. The SEC’s complaint, filed …

BNZ One Capital Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced that it has charged BNZ, a Newport Beach, California-based company, and its co-founders and co-managers Brett Barber and Louis Zimmerle, for fraudulently raising $13.5 million from more than 100 retail investors. According to …

Jeffrey Kiesnoski – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Kiesnoski a/k/a Jeffrey Alan Kiesnoski CRD #2688017 Jeffrey Kiesnoski a/k/a Jeffrey Alan Kiesnoski is a licensed financial advisor/broker with Concorde Investment Services LLC. According to Jeffrey Kiesnoski’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations involving Jeffrey Kiesnoski. …