James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | Goodman & Nekvasil P.A., May Recover Investor Losses James R Kirchner a/k/a JR Kirchner CRD # 2852217 James R Kirchner a/k/a JR Kirchner was a licensed financial advisor with Cabot Lodge Securities LLC. According to Kirchner’s BrokerCheck Report, ten customer disputes have been filed alleging alternative …
SEC Charges Infinity Q Founder with Massive Fraud | May Recover Investor Losses
SEC Charges Infinity Q Founder with Massive Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees. The SEC’s …
Colin Seibert – Customer Dispute Filed Involving Financial Advisor/Broker Colin Seibert | May Recover Investor Loss
Colin Seibert – Customer Dispute Filed Involving Financial Advisor/Broker Colin Seibert | Goodman & Nekvasil P.A., May Recover Investor Loss William Colin Seibert a/k/a Colin Seibert CRD # 2710335 William Colin Seibert a/k/a Colin Seibert is a licensed financial advisor with Raymond James & Associates, Inc. According to Colin Seibert’s BrokerCheck Report, a customer dispute has been filed alleging suitability …
Christopher Bond – Customer Dispute Filed Involving Financial Advisor/Broker Christopher Bond | May Recover Investor Loss
Christopher Bond – Customer Dispute Filed Involving Financial Advisor/Broker Christopher Bond | Goodman & Nekvasil P.A., May Recover Investor Loss Christopher Bond a/k/a Christopher Edward Bond CRD # 4658534 Christopher Bond a/k/a Christopher Edward Bond is a licensed financial advisor with National Securities Corporation (CRD# 7569). According to Christopher Bond’s BrokerCheck Report, a customer dispute has been filed alleging suitability …
Robert John Spencer- Financial Advisor/Broker Investigated by FINRA | May Recover Investor Losses
Robert John Spencer- Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Spencer a/k/a Robert John Spencer CRD #431878 Robert John Spencer a/k/a Robert Spencer is a previously licensed financial advisor with According to Robert Spencer’s BrokerCheck Report, Robert Spencer was investigated and consented to a Bar (permanent) by FINRA beginning on February 14, …
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SEC Obtains Final Judgment Against George S. Blankenbaker for Fraud | May Recover Investor Losses
SEC Obtains Final Judgment Against George S. Blankenbaker for Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: On January 21, 2022, the U.S. District Court for the Southern District of Indiana entered a final consent judgment against George S. Blankenbaker, an Indianapolis-area resident, and three of his companies who were previously charged by the …
Choice Energy III LLC – SEC Action | May Recover Investor Losses
Choice Energy III LLC – SEC Action | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Securities and Exchange Commission: The proceedings concern material misrepresentations and omissions made in connection with unregistered oil and gas securities offerings. Between 2016 and 2019 (the “Relevant Period”), Resolute Capital Partners LTD, LLC and salespeople acting on their behalf sold more than …
HBR VI, LLC – SEC Action | May Recover Investor Losses
HBR VI LLC – SEC Action | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Securities and Exchange Commission: The proceedings concern material misrepresentations and omissions made in connection with unregistered oil and gas securities offerings. Between 2016 and 2019 (the “Relevant Period”), Resolute Capital Partners LTD, LLC and salespeople acting on its behalf sold more than …
David Kennon – Customer Disputes Filed Involving Financial Advisor/Broker David Kennon | May Recover Investor Loss
David Kennon – Customer Disputes Filed Involving Financial Advisor/Broker David Kennon | Goodman & Nekvasil P.A., May Recover Investor Loss David Kennon a/k/a David Robert Kennon CRD #4459476 David Kennon a/k/a David Robert Kennon was a previously licensed financial advisor with First Allied Securities, Inc. According to David Kennon’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations …
Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | May Recover Losses
Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jesus Rodriguez a/k/a Jesus Rodriquez CRD # 4888685 Jesus Rodriguez a/k/a Jesus Rodriquez was a licensed financial advisor with Morgan Stanley. According to FINRA: Rodriguez consented to the sanction and to the entry of findings that he refused to provide information and …