Ronald Morse – Suspended by FINRA FINRA suspended Ronald Morse RONALD LEWIS MORSE CRD#: 341008 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RONALD LEWIS MORSE (CRD#: 6386081), a registered broker for DAVID LERNER ASSOCIATES, INC., in White Plains, NY, was suspended by FINRA. Morse consented to the sanctions and to the entry of …

Luke Lanister – Terminated  by GROVE POINT INVESTMENTS, LLC Grove Point Investments, LLC  Terminated Luke Lanister Luke Lannister Luke FOSTER Lannister, LUCAS FOSTER SEWARD, Lucas Seward CRD#: 6317373 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Luke Foster Lannister (CRD#: 6317373), a  formerly registered broker for Grove Point Investments, LLC, in Rockville, MD, was terminated.  …

Kevin Zappia – Was Suspended by FINRA FINRA suspended Kevin Zappia KEVIN ANTHONY ZAPPIA CRD#: 1360824 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KEVIN ANTHONY ZAPPIA (CRD#: 1360824), a registered broker for THE INVESTMENT CENTER, INC., in MANLIUS, NY, was suspended by FINRA. Zappia consented to the sanctions and to the entry of findings that …

RICK LEININGER – Was Suspended by FINRA FINRA suspended Rick Leininger RICHARD EVANS LEININGER RICK LEININGER CRD#: 809473 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RICHARD EVANS LEININGER (CRD#: 809473), a registered broker for THE INVESTMENT CENTER, INC., in Freeport, IL, was suspended by FINRA. Leininger consented to the sanctions and to the entry …

Todd Mezrah – Discharged by M Holdings Securities, Inc. M Holdings Securities, Inc. Discharged Todd Mezrah TODD MORRIS MEZRAH CRD#: 2313891 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TODD MORRIS MEZRAH (CRD#: 2313891), a registered broker for LION STREET FINANCIAL, LLC, in Tampa, FL, was terminated from his former employer, M Holdings Securities, Inc.. …

Lee Generous – Suspended by FINRA FINRA suspended Lee Generous LEE MICHAEL GENEROUS CRD#: 5765351 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LEE MICHAEL GENEROUS (CRD#: 5765351), a formerly registered broker for LPL FINANCIAL LLC , in Braintree, MA, has been suspended from the securities industry. Generous consented to the sanctions and to the …

ARUN KUMAR AGGARWAL – Suspended by FINRA FINRA suspended ARUN KUMAR AGGARWAL ARUN KUMAR AGGARWAL CRD#: 1658436 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ARUN KUMAR AGGARWAL (CRD#: 1658436), a formerly registered broker for Morgan Stanley, in Raleigh, NC, has been suspended from the securities industry. Aggarwal consented to the sanctions and to …

James Dickie – Suspended by FINRA FINRA suspended James Dickie JAMES R DICKIE JAMES ROBERT DICKIE, JAMES DICKIE CRD#: 4465359 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES R DICKIE (CRD#: 4465359), a formerly registered broker for SOUTHEAST INVESTMENTS, N.C., INC., in Charlotte, NC, has been suspended from the securities industry. Dickie consented to the …

Scott Bremus – Suspended by FINRA FINRA suspended Scott Bremus SCOTT MICHAEL BREMUS CRD#: 4073006 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SCOTT MICHAEL BREMUS (CRD#: 4073006), a formerly registered broker for LPL FINANCIAL LLC, in Dacula, GA , has been suspended from the securities industry. Bremus consented to the sanctions and to the …

Justin Maher – Suspended by FINRA FINRA suspended Justin Maher. JUSTIN THOMAS MAHER CRD#: 5504995 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JUSTIN THOMAS MAHER (CRD#: 5504995), a formerly registered broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, in New Haven, CT, , has been suspended from the securities industry. Maher consented to the sanctions and …