Did your financial adviser sell you pre-IPO securities offered by Late Stage Asset Management, LLC?  – May Recover Investor Losses

Did your financial adviser sell you pre-IPO securities offered by Late Stage Asset Management, LLC?  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Did your financial adviser sell you pre-IPO securities offered by Late Stage Asset Management, LLC?

The U.S. SECURITIES AND EXCHANGE COMMISSION (SEC) SEC has charged Late Stage Asset Management, LLC, Pre IPO Marketing Inc., and JL Rivera Enterprises Ltd. for making fraudulent offerings relating to investments in pre-initial public offering (IPO) companies.  According to the SEC’s complaint, the defendants employed a nationwide network of unregistered sales agents to raise at least $528 million. The complaint alleges that the defendants and their network of unregistered sales agents pocketed more than $88 million.
Did your financial adviser sell you pre-IPO securities offered by Late Stage Asset Management, LLC?

Goodman & Nekvasil, P.A investigation of pre-IPO securities offered by Late Stage Asset Management, LLC

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/18/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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