John Saunders Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses UBS FINANCIAL SERVICES INC. Investment Adviser, John Saunders has an investor complaint. JOHN HOWARD SAUNDERS CRD#: 870131 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN HOWARD SAUNDERS (CRD#: 870131), a registered broker for UBS FINANCIAL SERVICES INC. in ROANOKE, …

John Dewitt Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AUSDAL FINANCIAL PARTNERS, INC. Investment Adviser, John Dewitt has an investor complaint. JOHN ROBERT DEWITT JOHN R DEWITT CRD#: 1999161 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN ROBERT DEWITT (CRD#: 1999161), a registered broker for AUSDAL FINANCIAL PARTNERS, …

FINRA Suspends Tory Duggins – Goodman & Nekvasil, P.A. May Recover Losses FINRA suspends Tory Duggins. TORY A DUGGINS CRD#: 4556340 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TORY A DUGGINS (CRD#: 4556340), a previously registered broker for SPARTAN CAPITAL SECURITIES, LLC, in New York, NY, is suspended from the securities industry. FINRA’s findings …

Alex Kline Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CAMBRIDGE INVESTMENT RESEARCH, INC. Investment Adviser, Alex Kline has an investor complaint. ALEXANDER PATRICK KLINE CRD#: 1271785 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALEXANDER PATRICK KLINE (CRD#: 1271785), a registered broker for CAMBRIDGE INVESTMENT RESEARCH, INC. in PITTSBURGH, …

Jake Jacobs Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Investment Adviser, Jake Jacobs has an investor complaint. John EDWIN Jacobs III JAKE JACOBS, JOHN EDWIN JACOBS CRD#: 1405497 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   John EDWIN Jacobs III (CRD#: 1405497), …

Joel Parady Discharged and Barred  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Edward Jones broker, Joel Parady discharged and barred from selling securities. Joel Parady Joel David Parady CRD#: 6938873 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Joel David Parady (CRD#: 6938873), a  formerly registered broker for Edward Jones, in St. …

Doug McKelvey Discharged and Barred after Misappropriation Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Morgan Stanley broker, Doug McKelvey discharged and barred after misappropriation allegations. DOUG MARSHALL MCKELVEY CRD#: 4502849 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DOUG MARSHALL MCKELVEY (CRD#: 4502849), a  formerly registered broker for Morgan Stanley, in …

Chris Wright Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses WRIGHT WEALTH MANAGEMENT GROUP Financial Adviser, Chris Wright has investor complaints. Christopher Warren Wright CHRIS WRIGHT CRD#: 4134973 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Christopher Warren Wright (CRD#: 4134973), a registered broker for REALTA EQUITIES, INC., in Prescott, AZ, …

Tony Pitta Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Tony Pitta has investor complaints. Goodman & Nekvasil, P.A. is representing customers of Tony Pitta who purchased GWG Holdings L-Bonds. ANTHONY JOHN PITTA CRD#: 1958029 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ANTHONY JOHN PITTA (CRD#: 1958029), a …

WILLIE J ROSSER SR Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former PRUCO SECURITIES, LLC. broker, Willie J Rosser Sr discharged after allegations. WILLIE J ROSSER SR WILLIE JOSEPH ROSSER CRD#: 6139449 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   WILLIE JOSEPH ROSSER (CRD#: 6139449), a  formerly registered broker for PRUCO …