Matthew Wilkes Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former TRUSTFIRST broker, Matthew Wilkes has two pending investor complaints.  MATTHEW KENNETH WILKES MATTHEW WILKES CRD#: 5409004 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MATTHEW KENNETH WILKES (CRD#: 5409004), a formerly registered broker for TRUSTFIRST in Knoxville, TN, has investor …

Chip Wodrich Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former HORNOR, TOWNSEND & KENT, LLC broker, Chip Wodrich has an investor complaint.  CHARLES WILLIAM WODRICH CHIP WODRICH CRD#: 2715728 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHARLES WILLIAM WODRICH (CRD#: 2715728), a formerly registered broker for HORNOR, TOWNSEND & …

Steve Baaden Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses OPPENHEIMER & CO. INC. Investment adviser, Steve Baaden has an investor complaint.  STEVEN R BAADEN STEVE RICHARD BAADEN, STEVEN RICHARD BAADEN CRD#: 1266766 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEVEN R BAADEN (CRD#: 1266766), a registered broker for OPPENHEIMER …

Brian Kljun Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EDWARD JONES Investment adviser, Brian Kljun has an investor complaint.  Brian Alvin Kljun BRIAN KLJUN CRD#: 2129788 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Brian Alvin Kljun (CRD#: 2129788), a registered broker for EDWARD JONES  in STRONGSVILLE, OH, has an investor …

Michael Young Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AURORA SECURITIES investment adviser, Michael Young has an investor complaint.  MICHAEL VICTOR YOUNG CRD#: 3242751 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MICHAEL VICTOR YOUNG (CRD#: 3242751), a  registered broker for AURORA SECURITIES in Fargo, ND, has an investor complaint.  According …

James McDermott Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses OSAIC WEALTH, INC. investment adviser, James McDermott has an investor complaint.  JAMES DANIEL MCDERMOTT JAMES D MCDERMOTT CRD#: 2483480 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES DANIEL MCDERMOTT (CRD#: 2483480), a  registered broker for OSAIC WEALTH, INC. in OAKBROOK TERRACE, …

Frank Bodi Discharged After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former LANDOLT SECURITIES, INC. broker, Frank Bodi discharged after employer allegations. FRANK J BODI FRANK BODI CRD#: 1107838 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   FRANK J BODI (CRD#: 1107838), a  formerly registered broker for LANDOLT SECURITIES, INC., in Solon, …

Jamie Nowakowski Sold GWG Holdings L-Bonds – Goodman & Nekvasil, P.A., May Recover Investor Losses EQUITABLE ADVISORS, LLC Financial Adviser, Jamie Nowakowski sold GWG Holdings L-Bonds. JAMIE THERESA NOWAKOWSKI JAMIE THERESA OGREN, JAMIE T STELLA CRD#: 4472043 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.   JAMIE THERESA NOWAKOWSKI (CRD#: 4472043), a registered broker for EQUITABLE ADVISORS, …

FINRA investigation of Jason Poschinger – Goodman & Nekvasil, P.A., May Recover Investor Losses FINRA investigation of Jason Poschinger. JASON MICHAEL POSCHINGER JASON POSCHINGER CRD#: 6450544 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JASON MICHAEL POSCHINGER (CRD#: 6450544), a  broker for CETERA INVESTMENT SERVICES LLC, in Indianapolis, IN, is being investigated by FINRA.  The …