Catalyst Real Estate Fund LP Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Catalyst Real Estate Fund LP Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high risk, Private Placements when …

Joseph Vanelli –  Permanently Barred by FINRA FINRA barred Joseph Vanelli in connection with its investigation into his OBA. Joseph Samuel Vanelli III Joseph Vanelli CRD#: 6656001 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Joseph Samuel Vanelli III (CRD#: 6656001), a formerly registered broker for VANDERBILT SECURITIES, LLC, in Ambler, PA, is barred from …

George Burmann Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses CABOT LODGE SECURITIES LLC broker, George Burmann has an investor complaint.  GEORGE HANS BURMANN CRD#: 1240237 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   GEORGE HANS BURMANN (CRD#: 1240237), a registered representative for CABOT LODGE SECURITIES LLC in Saint Cloud, FL, has …

Charles Wareham Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Vaylark Financial Services investment adviser, Charles Wareham has an investor complaint.  CHARLES KENNETH WAREHAM CRD#: 2193537 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHARLES KENNETH WAREHAM (CRD#: 2193537), a registered broker for INDEPENDENT FINANCIAL GROUP, LLC in Hartford, CT, has a …

Rodney Potratz Has A Settled Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses OSAIC WEALTH, INC. investment adviser, Rodney Potratz has a settled investor complaint.  RODNEY DAVID POTRATZ CRD#: 2367896 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RODNEY DAVID POTRATZ (CRD#: 6203300), a registered broker for OSAIC WEALTH, INC. in LAGUNA BEACH, …

William Weisbrod –  Permanently Barred by FINRA FINRA barred William Weisbrod alleging that he breached fiduciary duties owed to a community bank. WILLIAM HENRY WEISBROD CRD#: 812664 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   WILLIAM HENRY WEISBROD (CRD#: 812664), a formerly registered broker for PURSHE KAPLAN STERLING INVESTMENTS, in Fairfield, NJ, is barred from the …

DANIEL KISTLER Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses DEMPSEY LORD SMITH, LLC investment adviser, DANIEL KISTLER has an investor complaint.  DANIEL BENJAMIN KISTLER DANIEL KISTLER CRD#: 6203300 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DANIEL BENJAMIN KISTLER (CRD#: 6203300), a registered broker for DEMPSEY LORD SMITH, LLC in ROME, …

Barry Dow Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses DEMPSEY LORD SMITH, LLC investment adviser, Barry Dow has an investor complaint.  BARRY PARK DOW CRD#: 4827935 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   BARRY PARK DOW (CRD#: 4827935), a registered broker for DEMPSEY LORD SMITH, LLC in ROME, GA, …

Ray DesRosiers Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses EAGLE POINT SECURITIES LLC registered representative, Ray DesRosiers has two pending investor complaints.  Raymond E DesRosiers RAYMOND EDWARD DESROSIERS, RAYMOND DESROSIERS, Ray DesRosiers CRD#: 4621826 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RAYMOND EDWARD DESROSIERS (CRD#: 4621826), a registered …

Jeffrey Glazer Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses A.G.P. / ALLIANCE GLOBAL PARTNERS registered representative, Jeffrey Glazer has an investor complaint.  JEFFREY ROSS GLAZER CRD#: 2818073 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JEFFREY ROSS GLAZER (CRD#: 2818073), a registered broker for A.G.P. / ALLIANCE GLOBAL PARTNERS in …