Tom Moran Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former WELLS FARGO ADVISORS FINANCIAL NETWORK LLC advisor, Tom Moran has an investor complaint.
THOMAS MICHAEL MORAN (CRD#: 709062), a formerly registered broker for WELLS FARGO ADVISORS FINANCIAL NETWORK LLC in Naples, FL, has a pending investor complaint. According to Moran’s FINRA BrokerCheck report, Claimant alleges that beginning sometime in 2018 her Financial Advisor acted contrary to her instructions which resulted in unnecessary tax implications and prevented her account from growing to its full potential.
The claimant is requesting $1,000,000.00 for alleged damages.
Tom Moran Has a Pending Investor Complaint
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/24/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.