Thomas Baumann Has Multiple Investor Complaints and a FINRA Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Former SPARTAN CAPITAL SECURITIES, LLC broker, Thomas Baumann has multiple investor complaints and a FINRA Complaint.  THOMAS JAMES BAUMANN THOMAS JAMES BAUMANN CRD#: 5254392 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   THOMAS JAMES BAUMANN …

Kyle Baker –  Permanently Barred by FINRA FINRA barred Kyle Baker for refusing to appear for on-the-record testimony requested by FINRA in connection with its investigation. KYLE BENJAMIN BAKER CRD#: 4933282 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KYLE BENJAMIN BAKER (CRD#: 4933282), a formerly registered broker for FIRST TRUST PORTFOLIOS L.P., in Wheaton, …

CINDY BEYERLEIN Terminated After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former AMERIPRISE FINANCIAL SERVICES, LLC, Inc. broker, CINDY BEYERLEIN terminated after employer allegations. CYNTHIA S BEYERLEIN CINDY BEYERLEIN CRD#: 4320421 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CYNTHIA S BEYERLEIN (CRD#: 4320421), a  formerly registered broker for AMERIPRISE FINANCIAL SERVICES, …

Capitol Opportunity Zone Fund LP Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Capitol Opportunity Zone Fund LP Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high risk, Private Placements when …

Capital Square Apartment REIT, Inc. Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Capital Square Apartment REIT, Inc. Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high risk, Private Placements when …

CAMPUS WALK, DST Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CAMPUS WALK, DST Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high risk, Private Placements when they purchase them.   Investments …

Calamar Lifestyle Senior Housing Fund, LLC Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Calamar Lifestyle Senior Housing Fund, LLC Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high risk, Private …

Calamar Lifestyle Senior Housing Fund II, LLC Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Calamar Lifestyle Senior Housing Fund II, LLC Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high …

DAVID P WILSON JR Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, DAVID P WILSON JR has an investor complaint.  David Paul Wilson Jr. DAVID P WILSON JR, DAVID PAUL WILSON JR, DAVID WILSON, DAVID P WILSON JR. JR CRD#: 2298962 Call 800-500-4442 if you think that you have received unsuitable …

STEVEN SCHMITT Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses RAYMOND JAMES & ASSOCIATES, INC. investment adviser, Steven Schmitt has an investor complaint.  STEVEN WALLACE SCHMITT CRD#: 4486457 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEVEN WALLACE SCHMITT (CRD#: 4486457), a registered broker for RAYMOND JAMES & ASSOCIATES, INC. in PARAMUS, …