Ray DesRosiers Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses EAGLE POINT SECURITIES LLC registered representative, Ray DesRosiers has two pending investor complaints.  Raymond E DesRosiers RAYMOND EDWARD DESROSIERS, RAYMOND DESROSIERS, Ray DesRosiers CRD#: 4621826 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RAYMOND EDWARD DESROSIERS (CRD#: 4621826), a registered …

Jeffrey Glazer Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses A.G.P. / ALLIANCE GLOBAL PARTNERS registered representative, Jeffrey Glazer has an investor complaint.  JEFFREY ROSS GLAZER CRD#: 2818073 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JEFFREY ROSS GLAZER (CRD#: 2818073), a registered broker for A.G.P. / ALLIANCE GLOBAL PARTNERS in …

CHERI KNIGHT Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses THE STRATEGIC FINANCIAL ALLIANCE, INC. Investment Adviser, Cheri Knight has an investor complaint.  CHERYL LYN KNIGHT CHERI KNIGHT, CHERYL LNY KNIGHT CRD#: 1854248 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHERYL LYN KNIGHT (CRD#: 1854248), a registered broker for …

Carey European Student Housing Fund I, L.P. Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Carey European Student Housing Fund I, L.P. Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high …

Caprock Minerals, LLC Investigation | Goodman & Nekvasil, P.A. May Recover Losses Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Caprock Minerals, LLC Investigation and the Risks of Private Placements Many investors are not fully aware of the problems and risks associated with illiquid, high risk, Private Placements when they purchase them.   Investments …

Brian Dreier Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Heartland Financial Advisors, LLC Investment Adviser, Brian Dreier has an investor complaint.  BRIAN RAYMOND RUSSELL DREIER BRIAN R DREYER CRD#: 2462344 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   BRIAN RAYMOND RUSSELL DREIER (CRD#: 2462344), a registered broker for CAMBRIDGE INVESTMENT …

Scott Sheehan Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses 1031 Investment Services, LLC President, Scott Sheehan has an investor complaint.  WILLIAM SCOTT SHEEHAN SCOTT SHEEHAN CRD#: 2328614 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   WILLIAM SCOTT SHEEHAN (CRD#: 2328614), a registered broker for DFPG INVESTMENTS, LLC in Cornwall-On-Hudson, NY, has …

Elaine Hartman – Crosby Investment Group – Goodman & Nekvasil, P.A., May Recover Investor Losses Elaine Hartman has an investor complaint.  ELAINE LISA HARTMAN ELAINE LISA GARCIA, ELAINE LISA GRIMMITT, ELAINE PALMER CRD#: 2070272 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ELAINE LISA HARTMAN (CRD#: 2070272), a registered broker for INDEPENDENT FINANCIAL GROUP, LLC in Santa Maria, …

Nicole Bailey Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses RBC CAPITAL MARKETS, LLC investment adviser, Nicole Bailey has an investor complaint.  Nicole Paige Bailey CRD#: 7016719 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Nicole Paige Bailey (CRD#: 7016719), a registered broker for RBC CAPITAL MARKETS, LLC in DENVER, CO, …

FERNANDO CORCUCHIA –  Permanently Barred by FINRA FINRA barred FERNANDO CORCUCHIA for refusing to appear for on-the-record testimony requested by FINRA in connection with its investigation. FERNANDO CORCUCHIA CRD#: 5394734 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   FERNANDO CORCUCHIA (CRD#: 5394734), a formerly registered broker for NYLIFE SECURITIES LLC, in San Francisco, CA, is …