Goodman & Nekvasil P.A., May Recover Investment or Loan Losses – Matthew John Ortman (Matthew Ortman) Fired by Ameriprise Financial Services, Inc. and Barred from the Securities Industry From 2010 until Matthew Ortman’s firing in 2013, Matthew Ortman was licensed with Ameriprise Financial Services, Inc. Matthew Ortman was previously licensed with Lincoln Financial Advisors Corporation. According to FINRA’s records, Matthew Ortman …

Cliff Amos – Financial Advisor Cliff Amos Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Cliff Amos CRD #315807 From 2013 until Cliff Amos’ firing in 2014, Cliff Amos was licensed with Cetera Investment Services, LLC. Cliff Amos was also licensed with Kovack Securities, Inc. and Resource Horizons Group, LLC. According to FINRA’s records, Cliff Amos …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffry Benjamin Vargas (Jeffrey Vargas) Suspended from Securities Industry and Fired by Wells Fargo Advisors, LLC From 2010 until Jeffrey Vargas’ firing in 2015, Jeffrey Vargas was licensed with Wells Fargo Advisors, LLC. Jeffrey Vargas was subsequently licensed with Mutual Securities, Inc. and Western International Securities, Inc. Jeffrey Vargas is now licensed …

Goodman & Nekvasil P.A, May Recover Investor Losses – Marco A Daniel (Marco Daniel) Licensed with PFS Investments Inc., Suspended from Securities Industry  Since 2005, Marco Daniel has been licensed with PFS Investments Inc. in Chula Vista, California. FINRA brought a disciplinary action against Marco Daniel in 2016. FINRA reports that Marco Daniel consented to a 4-month suspension from the securities …

Imran Razvi – Imran Nazir Razvi (Raz Razvi) Formerly Licensed with Lincoln Financial Securities Corporation – Goodman & Nekvasil P.A. Files Arbitration Claims on Woodbridge Mortgage Investment Fund  Imran Razvi (Raz Razvi) was licensed with Lincoln Financial Securities Corporation from April 2017 to March 2018. Raz Razvi was previously licensed with The O.N. Equity Sales Company and Park Avenue Securities, LLC. Goodman & …

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds | David Ferwerda, Financial Advisor Barred from Securities Industry David Ferwerda was licensed with Signator Investors, Inc. from 2012 to 2018. FINRA reports that David Ferwerda was discharged from Signator Investors, Inc. on March 20, 2018. Signator Investors, Inc. reported to FINRA that David Ferwerda was allegedly involved …

Jennifer Ling – Customer Disputes Filed Involving Financial Advisor/Broker Jennifer Ling | Goodman & Nekvasil, P.A. May Recover Investor Losses Jennifer Ling CRD #3277203 Jennifer Ling was a previously licensed financial advisor with Axiom Capital Management, Inc. from 2015 to 2017. Jennifer Ling has also been associated with GPS Capital Management, LLC.  FINRA reports that two arbitration claims and/or complaints …

David Seigerman – Financial Advisor David Seigerman Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  David Seigerman CRD #2200011 David Seigerman was previously licensed with Janney Montgomery Scott and Morgan Stanley. FINRA reports that David Seigerman was barred from the securities industry in November 2016. FINRA reports that David Seigerman failed to respond to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses | Raymond Keith Malicki (Raymond Malicki), Financial Advisor Barred from Securities Industry Raymond Malicki was previously licensed with Oppenheimer & Co. Inc. and Morgan Stanley. FINRA reports that Raymond Malicki was barred from the securities industry on February 19, 2019. FINRA reports that Raymond Malicki consented to the sanction and to the entry …

Goodman & Nekvasil P.A., May Recover Investor Losses | Mark Lamendola – Mark Isidore Lamendola, Financial Advisor Barred from Securities Industry  Mark Lamendola was previously licensed with World Capital Brokerage, Inc. in Cranberry Township, Pennsylvania. FINRA reports that Mark Lamendola was barred from the securities industry in January 2019. ACCORDING TO FINRA:  Mark Lamendola consented to the sanction and to the …