Goodman & Nekvasil P.A, May Recover Investor Losses – Dennis Allen Webb (Deno Webb) Suspended from Securities Industry and Fired by Cantella & Co., Inc. From 2012 until Deno Webb’s firing in 2016, Deno Webb was licensed with Cantella & Co., Inc. According to FINRA’s records, Deno Webb was fired by Cantella & Co., Inc. on January 28, 2016. Cantella & …

Goodman & Nekvasil P.A, May Recover Investor Losses – Craig Edward Lewis (Craig Lewis) Formerly Licensed with VALIC Financial Advisors, Inc., Barred from the Securities Industry  From 2012 until 2016, Craig Lewis was licensed with VALIC Financial Advisors, Inc. FINRA brought a disciplinary action against Craig Lewis in 2017. Craig Lewis consented to a bar from the securities industry. Craig Lewis …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jerry Brian Willborn (Jerry Willborn) Licensed with Frost Brokerage Services, Inc. Jerry Willborn has been licensed with Frost Brokerage Services, Inc. since 1996. FINRA reports that a lawsuit was filed involving Jerry Willborn’s conduct with Frost Brokerage Services, Inc., alleging that the customer has been unable to redeem an off-shore investment and …

Goodman & Nekvasil P.A, May Recover Investor Losses – Gary Michael Strange (Gary Strange) Formerly Licensed with Cambridge Investment Research, Inc.  From 2015 until 2016, Gary Strange was licensed with Cambridge Investment Research, Inc. Gary Strange was previously licensed with Princor Financial Services Corporation. FINRA reports that Gary Strange was named last month in a FINRA disciplinary action. FINRA alleges that …

Goodman & Nekvasil P.A., May Recover Investor Losses – John E. Burns (John Burns) Suspended from Securities Industry, Permitted to Resign from Ameriprise Financial Services, Inc. and Fired by UBS Financial Services, Inc. From 2014 until John Burns’ resignation in 2015, John Burns was licensed with Ameriprise Financial Services, Inc. John Burns was subsequently licensed with Sagepoint Financial, Inc. and was previously …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz Formerly Licensed with Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles  Eduardo Diaz was formerly licensed with Next Financial Group, Inc. and Kovack Securities, Inc. FINRA reports that Eduardo Diaz pled guilty to a felony charge of …

Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Haimoff a/k/a Mikhail Khaimov Fired by Allstate Financial Services, LLC  From 2012 until Michael Haimoff’s firing in 2014, Michael Haimoff was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Michael Haimoff was fired by Allstate Financial Services, LLC on February 27, 2014. Allstate Financial Services, LLC reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry Harvey Weisenfeld was licensed with Allstate Financial Services, LLC from December 2006 to May 2017. Harvey Weisenfeld was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 30, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Randall A. Samson (Randall Samson) Barred from Securities Industry and Resigned from Ameriprise Financial Services, Inc.  From 1996 until Randall Samson’s resignation in 2014, Randall Samson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Randall Samson resigned from Ameriprise Financial Services, Inc. on April 1, 2014. Ameriprise Financial Services, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cristen Young Queenan (Cristen Queenan) a/k/a Cristen Nicole Housenick, Cristen Housenick and Cristen Nicole Young, Fired by GWFS Equities, Inc. From 2009 until Cristen Queenan’s firing in 2014, Cristen Queenan was licensed with GWFS Equities, Inc. According to FINRA’s records, Cristen Queenan was fired by GWFS Equities, Inc. on June 10, 2014. …