Express Asset and Wealth Management, Inc. – Customer Disputes Filed Involving Express Asset and Wealth Management, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Narinder Kaur Singh (Narinder Dutt) Financial Advisor/Broker CRD #3100308 According to Narinder Dutt’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Narinder Dutt, the controller of Express Asset and …

John Alexander Tarpinian (John Tarpinian) Financial Advisor/Broker John Tarpinian Ordered to Cease and Desist by SEC | Goodman & Nekvasil, P.A. May Recover Investor Losses John Alexander Tarpinian (John Tarpinian) CRD #1013555 John Tarpinian was a previously licensed financial advisor/broker with Pauslon Investment Company LLC. According to FINRA, John Tarpinian was ordered to cease and desist and fined $25,000 by …

Stephen Anthony Dellelo (Stephen Dellelo) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Stephen Dellelo | Goodman & Nekvasil P.A., May Recover Investor Losses Stephen Anthony Dellelo (Stephen Dellelo) Financial Advisor/Broker CRD #3098443 Stephen Dellelo is a currently registered financial advisor/broker with Next Financial Group, Inc.  According to Stephen Dellelo’s BrokerCheck Report, two customer disputes have been …

Jeffrey Neil Cadan (Jeffery Cadan) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Jeffrey Cadan | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Neil Cadan (Jeffrey Cadan) Financial Advisor/Broker CRD #2726285 Jeffrey Cadan is a currently registered financial advisor/broker with Morgan Stanley. According to Jeffrey Cadan’s BrokerCheck Report, two customer disputes have been filed alleging …

Michael Scott Androulakis (Mike Andrews) – Financial Advisor/Broker Mike Andrews Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Scott Androulakis (Mike Andrews) CRD #2793638 Mike Andrews is a currently licensed financial advisor/broker with Alexander Capital, L.P. Mike Andrews was a previously licensed financial advisor/broker with Legend Securities, Inc. FINRA reports that Mike Andrews …

Richard H. Westerman (Dick Westerman) – Customer Disputes Filed Involving Financial Advisor/Broker Dick Westerman | Goodman & Nekvasil P.A. May Recover Investor Losses Richard H. Westerman (Dick Westerman) CRD #826562 Dick Westerman was a previously licensed financial advisor/broker with Northwest Investment Advisors, Inc. According to Dick Westerman’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Dick …

Francis J Velten (Francis Velten) – Customer Disputes Filed Involving Financial Advisor/Broker Francis Velten | Goodman & Nekvasil P.A. May Recover Investor Losses Francis Joseph Velten (Francis Velten) CRD #2291911 Francis Velten was a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC, Independent Financial Group, LLC and Summit Brokerage Services, Inc.   According to Frances Velten’s BrokerCheck report, customer …

Murray Todd Petersen (Todd Petersen) – Customer Disputes Filed Involving Financial Advisor/Broker Todd Petersen | Goodman & Nekvasil P.A. May Recover Investor Losses Murray Todd Petersen (Todd Petersen) CRD #1311730 Todd Petersen was a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC and SCF Securities, Inc. According to Todd Petersen’s BrokerCheck Report, Murray Todd Petersen was a registered representative …