Francis Joseph Velten (Francis Velten) CRD #2291911
Francis Velten was a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC, Independent Financial Group, LLC and Summit Brokerage Services, Inc.
According to Frances Velten’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Frances Velten.
Customer Dispute 12/20/16: Claimant’s investment was suitable and overall, their portfolio experienced appreciation. Francis Velten agreed to settle this matter to avoid the expense and inconvenience of further proceedings and his agreement did not constitute the acknowledgement of any wrongdoing or liability. This customer dispute was settled.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Frances Velten, you may be able to recover your losses. If you lost money on investments with Frances Velten and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Frances Velten’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Frances Velten and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/14/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.