Scott Vincent Kaup (Scott Kaup) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Scott Kaup | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Vincent Kaup (Scott Kaup) CRD #1002907 Scott Kaup is a licensed financial advisor with Cetera Advisor Networks LLC. Scott Kaup was previously licensed with Summit Brokerage Services, Inc. and VSR Financial Services, …

Donald Joseph Fowler (Donald Fowler) – SEC Charges Financial Advisor/Broker Donald Fowler with Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses Donald Joseph Fowler (Donald Fowler) Financial Advisor CRD #4989632 Donald Fowler was a formerly registered financial advisor with Worden Capital Management LLC and J.D. Nicholas & Associates, Inc. According to the SEC: The Securities and Exchange Commission …

Andre Pierre Davis (Andre Davis) Financial Advisor/Broker Andre Davis Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Andre Pierre Davis (Andre Davis) CRD #1417097 According to Andre Davis’ BrokerCheck Report: Andre Davis was a previously licensed financial advisor/broker with Paulson Investment Company LLC, First Standard Financial Company LLC and National Securities Corporation. Andre Davis was …

Billy Hai Zhang (Billy Zhang) – Financial Advisor/Broker Billy Zhang Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Billy Hai Zhang (Billy Zhang) CRD #5510158 Billy Zhang was a registered financial advisor with AXA Advisors, LLC before being permitted to resign in April 2018. According to FINRA, Billy Zhang was fined $5,000 and will be …

Chad P. Meyer (Chad Meyer) – Financial Advisor/Broker Chad Meyer Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Chad P. Meyer (Chad Meyer) CRD #4213067 Chad Meyer was a previously licensed financial advisor with Allstate Financial Services, LLC before being discharged in January 2019. According to FINRA, Chad Meyer was fined $5,000 and will be …

Kenton Christopher Crabb (Ken Crabb) – Financial Advisor/Broker Ken Crabb Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ken Crabb CRD #2397338 Ken Crabb was a registered financial advisor with Destiny Capital Securities Corporation from 2001 to 2018. According to FINRA, Ken Crabb was fined $5,000 and was suspended from the securities industry for six …

Jody Ethan Thompson (Jody Thompson) – Financial Advisor/Broker Jody Thompson Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jody Ethan Thompson (Jody Thompson) CRD #2391190 Jody Thompson was a previously licensed financial advisor with Alexander Capital, L.P from 2015 to 2019. According to FINRA, Jody Thompson was fined $5,000 and suspended from the securities industry …

Paolo Assumpcao Monaco (Paolo Monaco) Financial Advisor/Broker Paolo Monaco Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paolo Assumpcao Monaco (Paolo Monaco) CRD #6335521 According to Paolo Monaco’s BrokerCheck Report: Paolo Monaco was a previously licensed financial advisor/broker with Fidelity Brokerage Services, LLC from 2014 until Paolo Monaco was discharged in 2018. According to FINRA, …

Martin Batstone (Marty Batstone) – Financial Advisor/Broker Marty Batstone Investigated by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marty Batstone CRD #4299561 Marty Batstone was a formerly licensed financial advisor with Newbridge Securities Corporation, Crown Capital Securities LP and Independent Financial Group LLC. According to FINRA:   Wells Notice examination #20190612052: FINRA made a preliminary determination to recommend …