Andre Pierre Davis (Andre Davis) Financial Advisor/Broker Andre Davis Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Andre Pierre Davis (Andre Davis) CRD #1417097
According to Andre Davis’ BrokerCheck Report:
Andre Davis was a previously licensed financial advisor/broker with Paulson Investment Company LLC, First Standard Financial Company LLC and National Securities Corporation. Andre Davis was barred from the securities industry in March 2020.
According to FINRA:
Andre Davis consented to the sanction and to the entry of findings that Andre Davis refused to produce information or documents requested by FINRA in connection with an investigation into allegations that Andre Davis engaged in excessive and unsuitable trading in customer accounts while associated with Andre Davis’ member firm.
Customer Disputes Have Been Filed Alleging Sales Practice Violations Against Andre Davis:
According to Andre Davis’ BrokerCheck Report, six customer disputes alleging sales practice violations against Andre Davis are currently pending. These customer disputes allege excessive trading and unsuitable investments, among other allegations. These pending complaints allege damages of $668,000, $461,000 $350,000, $300,000, $238,135.68, $152,400.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Andre Davis and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Andre Davis’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Andre Davis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/4/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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