Goodman & Nekvasil P.A., May Recover Investor Losses – Li-Lin Hsu a/k/a Yilin Hsu Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2006 until Li-Lin Hsu’s firing in 2015, Li-Lin Hsu was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Li-Lin Hsu was fired by Ameriprise Financial Services, Inc. on March 27, 2015. Ameriprise Financial …

Goodman & Nekvasil P.A. May Recover Investor Losses – M&M Real Estate Investments, LLC  M&M Real Estate Investments, LLC is a limited-liability company formed by Terence Marable and Terence Marable’s wife, for the purpose of buying and selling real estate properties. FINRA suspended Terence Marable (and Ameriprise Financial Services, Inc. fired Terence Marable) for Terence Marable’s involvement with M&M Real Estate …

Goodman & Nekvasil P.A. May Recover Investor Losses – Eubiquity Capital LLC Involved in Ponzi Scheme Stephen Eubanks, a licensed broker with Bright Trading, LLC from 2010 until Stephen Eubanks’ firing in 2016, pled guilty to one count of wire fraud for Stephen Eubanks’ involvement with Eubiquity Capital, LLC. The SEC reported to FINRA that the criminal information Stephen Eubanks pled …

Jeane Silerio-Koots a/k/a Jeane Dahiloc Silerio and Jeane Silerw-Koots, Fired by Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses From 2009 until Jeane Silerio-Koots’ firing in 2015, Jeane Silerio-Koots was licensed with Morgan Stanley. Jeane Silerio-Koots was subsequently licensed with Raymond James & Associates, Inc. and is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc. From 2003 until Deane Rudofker’s firing in 2015, Deane Rudofker was licensed with Wells Fargo Advisors, LLC. Deane Rudofker was subsequently licensed with Ameriprise Financial Services, Inc. and Summit Brokerage Services, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Losses on ETFs and/or Other Investments – Blake Martin Sallee (Blake Sallee) Formerly Licensed with LPL Financial LLC Barred from Securities Industry Blake Sallee was licensed with LPL Financial LLC from July 2010 to October 2013. Blake Sallee was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Malinda Lynn Rowe (Malinda Rowe) a/k/a Malinda Lynn Coleman Fired by Raymond James Financial Services, Inc.  From January 2013 until Malinda Rowe’s firing in November 2013, Malinda Rowe was licensed with Raymond James Financial Services, Inc. Malinda Rowe was previously licensed with SunTrust Investment Services, Inc. According to FINRA’s records, Malinda Rowe …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Anna Khai a/k/a Anna Khatchatrian Formerly Licensed with Morgan Stanley, Barred From Securities Industry Anna Khai was licensed with Morgan Stanley from 2012 to 2014. Anna Khai was previously licensed with HSBC Securities (USA) Inc. Anna Khai was barred from the securities industry by the Financial Industry Regulatory Authority (FINRA) on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Jennifer Johnson’s firing in 2016, Jennifer Johnson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Jennifer Johnson was fired by Ameriprise Financial Services, Inc. on February …

Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Kennon Jayne (Joseph Jayne) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Joseph Jayne’s firing in 2014, Joseph Jayne was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Joseph Jayne was fired by Ameriprise Financial Services, Inc. on April 28, 2014. Ameriprise Financial …