Goodman & Nekvasil P.A., May Recover Investor Losses – Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.
From 2009 until Jennifer Johnson’s firing in 2016, Jennifer Johnson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Jennifer Johnson was fired by Ameriprise Financial Services, Inc. on February 19, 2016. Jennifer Johnson reported to FINRA that Jennifer Johnson was terminated while under review for company policy violations related to commingling funds and pre-signed forms.
Subsequent to Jennifer Johnson’s firing by Ameriprise Financial Services, Inc. FINRA investigated Jennifer Johnson and brought a disciplinary action against Jennifer Johnson. Jennifer Johnson was barred from the securities and investment banking industry on April 26, 2017. FINRA reports that Jennifer Johnson failed to respond to FINRA request for information.
FINRA reports that a complaint was filed involving Jennifer Johnson’s conduct with Ameriprise Financial Services, Inc. The client alleges he made an investment outside the Firm in October & November 2014 at the recommendation of the advisor, but has not received expected return. This complaint was settled.
If you lost any money on investments with Jennifer Johnson, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Jennifer Johnson.
If you lost money on investments with Jennifer Johnson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning Jennifer Johnson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Jennifer Johnson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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