William Aubrey Morrow – Customer Disputes Filed Involving Financial Advisor/Broker William Aubrey Morrow | Goodman & Nekvasil P.A. May Recover Investor Losses
William Aubrey Morrow CRD #836500
William Aubrey Morrow was a previously licensed financial advisor/broker with Money Concepts Capital Corp.
According to William Aubrey Morrow’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against William Aubrey Morrow.
Customer Dispute 5/27/20: Statement of claim alleges that investments were high risk and not in line with their stated objectives and risk tolerance. This customer dispute is pending and seeks $100,000 in damages.
Customer Dispute 2/8/15: Statement of claim alleged unsuitability; breach of fiduciary duty; common law fraud; breach of contract; violation of California securities act; negligent supervision; sale of unregistered securities in connection with tenant in common (tic) investments purchased in 2006. This customer dispute was settled for $100,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with William Aubrey Morrow, you may be able to recover your losses. If you lost money on investments with William Aubrey Morrow and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning William Aubrey Morrow’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with William Aubrey Morrow and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/21/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.