Wesley James Evans (Wesley Evans) – Financial Advisor/Broker Wesley Evans Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Wesley Evans was a previously licensed financial advisor/broker with J.P. Morgan Securities LLC. FINRA reports that Wesley Evans was barred from the securities industry in July 2020.
According to FINRA:
Wesley Evans consented to the sanction and to the entry of findings that Wesley Evans refused to produce information or documents requested by FINRA, related to an investigation initiated after FINRA received a Form U5 from Wesley Evans member firm. The Form U5 indicated that Wesley Evans was terminated by Wesley Evan’s affiliate bank. The findings stated that Wesley Evans admitted to misappropriating approximately $15,740 from a bank customer’s account for Wesley Evans’s personal use.
According to Wesley Evans’s BrokerCheck Report, Wesley Evans was discharged from J.P. Morgan Chase Bank in April 2020. Wesley Evans allegedly admitted to misappropriating approximately $15,740 from affiliate bank customer’s accounts for Evans’ personal use.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Wesley Evans and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Evans’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Evans and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/14/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.