Travis Robert Nelson (Travis Nelson) – Financial Advisor/Broker Travis Nelson Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Travis Nelson is a previously licensed financial advisor with Charles Schwab. According to FINRA, Travis Nelson was suspended from the securities industry for 19 months and fined $10,000 in October 2020.
According to FINRA Allegations:
Nelson consented to the sanctions and to the entry of findings that he signed a customer’s signature without the customer’s authorization on a letter he drafted to request an increased fund transfer limit for the customer in an attempt to effect higher value transfers requested by the customer. The findings stated that in the course of FINRA’s investigation regarding Nelson’s alleged signing of the customer’s signature, Nelson provided false statements regarding his conduct in responses to FINRA requests. Nelson subsequently recanted his false statements in a declaration provided to FINRA.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Travis Nelson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Travis Nelson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Travis Nelson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/30/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.