Eric Nicolassy Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Eric Nicolassy Suspended by FINRA for Alleged Excessive and Unsuitable Trading Eric Nicolassy a/k/a Eric Edward Nicolassy CRD#: 6244539 Eric Nicolassy was a licensed broker with Woodstock Financial Group, Inc. (CRD#:38095). According to FINRA: Between August 2018 and July 2019, while associated with Woodstock Financial …
Donovan Kelly – Broker/Financial Advisor Suspended For Recommending Private Placement Purchases In Oil & Gas Company Promissory Notes | May Recover Investor Losses
Donovan Kelly – Broker/Financial Advisor Suspended for Recommending Private Placement Purchases in Oil & Gas Company Promissory Notes | Goodman & Nekvasil P.A., May Recover Investor Losses Donovan Kelly a/k/a Donovan Thomas Kelly CRD # 2622366 Donovan Kelly a/k/a Donovan Thomas Kelly is a licensed broker with INDEPENDENT FINANCIAL GROUP, LLC., CRD#: 7717 FINRA Suspends Donovan Kelly According to FINRA: …
Bentley Blackmon – Broker/Financial Advisor Suspended | May Recover Losses
Bentley Blackmon – Broker/Financial Advisor Suspended | Goodman & Nekvasil P.A., May Recover Investor Losses Bentley Blackmon a/k/a Bentley Edward Blackmon CRD # 2627221 Bentley Blackmon a/k/a Bentley Edward Blackmon was a licensed broker with STEPHENS (CRD# 3496) until 9/29/2020. Stephens Inc. terminated Bentley Blackmon alleging that Blackmon violated FINRA Rule 3280 and Firm policies as part of his participation …
Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | May Recover Investor Losses
Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Mandel a/k/a Michael Walter Mandel CRD # 4939165 Michael Mandel a/k/a Michael Walter Mandel was a licensed financial advisor with LPL FINANCIAL LLC. Michael Mandel was discharged from LPL FINANCIAL LLC on January 19, 2022. LPL Allegations: Mandel solicited and introduced …