FERA SHIVAEE Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses CENTAURUS FINANCIAL, INC. investment adviser, FERA SHIVAEE Has An Investor Complaint. FERA SHIVAEE FERESHTEH FERA, FERESHTEH NAHAVANDI, FERESHTEH SHIVAEE CRD#: 2271590 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. FERESHTEH SHIVAEE (CRD#: 2271590), a registered representative for CENTAURUS …

TONY WALIA Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses FIDELITY PERSONAL AND WORKPLACE ADVISORS investment adviser, TONY WALIA Has An Investor Complaint. ANTHONY WALIA TONY WALIA CRD#: 2951490 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ANTHONY WALIA (CRD#: 2951490), a registered representative for FIDELITY BROKERAGE SERVICES …

ROBERT ROTUNNO Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses SPARTAN CAPITAL SECURITIES, LLC broker, ROBERT ROTUNNO Has An Investor Complaint. ROBERT NICHOLAS ROTUNNO CRD#: 4025263 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ROBERT NICHOLAS ROTUNNO (CRD#: 4025263), a registered representative for SPARTAN CAPITAL SECURITIES, LLC in …

CHRIS TOOMEY Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, CHRIS TOOMEY Has An Investor Complaint. Chris Chris Toomey CHRIS TOOMEY, PAUL CHRISTIAN TOOMEY CRD#: 4560193 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. PAUL CHRISTIAN TOOMEY (CRD#: 4560193), a registered representative …

ALEXANDER CREEDE Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses INDEPENDENT FINANCIAL GROUP, LLC investment adviser, ALEXANDER CREEDE Has An Investor Complaint. ALEXANDER RAYMOND CREEDE ALEXANDER CREEDE CRD#: 6392369 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ALEXANDER RAYMOND CREEDE (CRD#: 6392369), a registered representative for INDEPENDENT FINANCIAL …

Mark Creason Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses METRIC FINANCIAL, LLC broker, Mark Creason Has An Investor Complaint. Mark C Creason CRD#: 6617847 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Mark C Creason (CRD#: 6617847), a registered representative for METRIC FINANCIAL, LLC in Atlanta, GA, …

LESTER HAMRICK Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses MML INVESTORS SERVICES, LLC investment adviser, LESTER HAMRICK Has An Investor Complaint. LESTER F HAMRICK CRD#: 5208155 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. LESTER F HAMRICK (CRD#: 5208155), a registered representative for MML INVESTORS SERVICES, LLC …

Joe Cannon Barred by FINRA After $2.3 Million Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Former NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC broker, Joe Cannon Barred by FINRA After $2.3 Million Investor Complaint. Joseph Michael Cannon JOSEPH CANNON, Joe Cannon, Joseph M Cannon CRD#: 6341199 FINRA Has Barred Joseph M Cannon FINRA issued a bar for Cannon …

MARK CHARLES COHEN Has Multiple Settled Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses Former BCG SECURITIES, INC. investment adviser, MARK CHARLES COHEN Has Multiple Settled Investor Complaints. MARK CHARLES COHEN CRD#: 4534879 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. MARK CHARLES COHEN (CRD#: 4534879), a former registered representative …