Financial Advisor/Broker John Orlando has Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Loss According to Orlando’s BrokerCheck Report, six customer complaints have been filed alleging that the investments purchased in the customer accounts were unsuitable. John Orlando a/k/a John Anthony Orlando CRD # 2002197 Financial Advisor/Broker John Orlando Has A Pending FINRA Complaint According to FINRA, John …
Eric Nicolassy Suspended – Broker/Financial Advisor | May Recover Investor Losses
Eric Nicolassy Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Eric Nicolassy Suspended by FINRA for Alleged Excessive and Unsuitable Trading Eric Nicolassy a/k/a Eric Edward Nicolassy CRD#: 6244539 Eric Nicolassy was a licensed broker with Woodstock Financial Group, Inc. (CRD#:38095). According to FINRA: Between August 2018 and July 2019, while associated with Woodstock Financial …
David McDonnell is Barred | Financial Advisor/Broker Barred | May Recover Losses
David McDonnell is Barred | Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses According to the Financial Industry Regulatory Authority (FINRA), David McDonnell is barred from working in the securities industry. David McDonnell a/k/a David Robert McDonnell a/k/a Dave McDonnell – CRD 1757401 David McDonnell consented to the sanction and to the entry of findings …
Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | May Recover Investor Losses
Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marc Reda a/k/a Marc Augustus Reda CRD # 2757330 According to the Financial Industry Regulatory Authority (FINRA), Broker Marc A. Reda is barred from working in the securities industry. According to a FINRA complaint filed on June 15, 2021, …
Chadwick Collins – Financial Advisor/Broker Has Customer Complaints | May Recover Losses
Chadwick Collins – Customer Complaints/Disputes Filed Involving Financial Advisor/Broker Chadwick Collins | Goodman & Nekvasil P.A., May Recover Investor Losses Chadwick Collins a/k/a Chadwick C Collins CRD#: 2597677 Chadwick Collins is a licensed financial advisor/broker with Wedbush Securities, Inc CRD#: 877 Collins is a securities broker registered in California and Arizona. According to Collins’s BrokerCheck Report, five customer complaints/disputes have …
Bentley Blackmon – Broker/Financial Advisor Suspended | May Recover Losses
Bentley Blackmon – Broker/Financial Advisor Suspended | Goodman & Nekvasil P.A., May Recover Investor Losses Bentley Blackmon a/k/a Bentley Edward Blackmon CRD # 2627221 Bentley Blackmon a/k/a Bentley Edward Blackmon was a licensed broker with STEPHENS (CRD# 3496) until 9/29/2020. Stephens Inc. terminated Bentley Blackmon alleging that Blackmon violated FINRA Rule 3280 and Firm policies as part of his participation …
Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | May Recover Investor Losses
Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Mandel a/k/a Michael Walter Mandel CRD # 4939165 Michael Mandel a/k/a Michael Walter Mandel was a licensed financial advisor with LPL FINANCIAL LLC. Michael Mandel was discharged from LPL FINANCIAL LLC on January 19, 2022. LPL Allegations: Mandel solicited and introduced …